Top best Securities & Investment Fraud Lawyers in ZIP 60603 | 15 available

Pravin Rao is a partner in the Litigation practice at Perkins Coie law firm and Chair of the firm's Investigations & White Collar Defense practice. He is uniquely positioned as a former Assistant U.S. Attorney, as well as an SEC Enforcement Branch Chief, to provide comprehensive representation and counseling to clients on a wide variety of complex criminal and civil regulatory matters, including assisting individuals and FORTUNE 500 companies respond to government inquiries and conduct internal investigations. Recently, Pravin was appointed to be FCPA Monitor of a large multinational corporation to oversee its governance reforms in connection with a deferred prosecution agreement and settlement with the Department of Justice and the Securities and Exchange Commission. Pravin has also served as a court-appointed examiner in a federal bankruptcy proceeding where he was tasked with investigating a company managing over $100 million in pension assets.. Pravin developed a unique perspective from conducting parallel investigations with the SEC, CFTC, and other regulators in complex cases involving large publicly traded companies, officers and directors, broker-dealers and hedge funds. Pravin has tried 10 jury trials and argued 11 appeals in federal courts, and served as “first chair” in numerous trials and over 25 appeals in state courts. Before becoming a federal prosecutor, Pravin served as an Enforcement Branch Chief with the SEC, where he directed numerous high profile investigations and litigation involving revenue recognition, financial statement and disclosure fraud, insider trading, investment advisory fraud, prime bank and Ponzi schemes, market manipulation, failure to supervise, broker dealer misconduct, and record-keeping, reporting and registration violations. He has maintained his ties to the SEC, having served as Regional Chair of the Association of SEC Alumni.Pravin is a frequent commentator in the press on the government's fraud enforcement efforts and the SEC, especially where these topics intersect the criminal arena, and has been quoted in BusinessWeek, USA Today, Los Angeles Times, Reuters, the Wall Street Journal, and other TV and print media.  He writes regularly on these same subject areas and is regularly invited to speak to in-house counsel and industry groups.  Pravin has also been retained as an expert witness in civil litigation involving securities issues and in a FINRA arbitration

Andrew Stoltmann, attorney and investor advocate, exclusively concentrates his practice in representing investors who are the victims of investment fraud. He has represented over one thousand individuals in lawsuits and securities arbitration actions against brokerage firms like Merrill Lynch, Morgan Stanley Dean Witter, Wachovia, Linsco, Prudential, Baird, Edward Jones, AG Edwards and Smith Barney and has tried approximately 80 cases (please see Stoltmann Arbitration Awards for some of his decisions). Previous to opening the Stoltmann Law Offices P.C. he was a partner in a law firm concentrating its practice in the representation of investors in lawsuits, arbitration claims and class actions against brokerage firms. Mr. Stoltmann is currently an adjunct securities law professor at Northwestern University School of Law in Chicago.. Mr. Stoltmann was the Editor-In-Chief of the PIABA (Public Investor Arbitration Bar Association) Bar Journal, a law journal for the national association of securities attorneys who represent investors in claims against brokerage firms and stockbrokers, from 2001 through 2005. Mr. Stoltmann is also the co-author of the book “Investor Rights for the Year 2000 and Beyond.” He was voted an Illinois legal Rising Star from 2008 through 2012 and voted a 2014 Super Lawyer by his legal peers. After graduating from the University of Wisconsin (Madison) with a Bachelor of Business Administration degree, Mr. Stoltmann worked as a licensed stockbroker for Olde Discount and Merrill in law school at DePaul University, Mr. Stoltmann clerked at the Chicago NASD Dispute Resolution office, where 95% of securities arbitration cases are decided.

Experienced Securities & Investment Fraud attorney serving clients in Chicago and surrounding areas.

Experienced Securities & Investment Fraud attorney serving clients in Chicago and surrounding areas.