Top Securities Lawyers in ZIP 94111 | 175 available

As Partner at Cole-Frieman & Mallon LLP, Tony regularly counsels registered investment advisers, private fund managers, and digital asset companies in regulatory and operational matters, including fund formation and structure, registration, and compliance. He provides a full suite of legal services to the investment management community, including hedge fund, private equity fund, venture capital fund, mutual fund formation, adviser registration, counterparty documentation, SEC, CFTC, NFA and FINRA matters, seed deals, hedge fund due diligence, employment and compensation matters, and routine business matters.. Tony's areas of practice include:. When he is not working, he enjoys playing basketball and coaching his two young children's sports teams, snowboarding in the mountains of Colorado, or body boarding in Hawai'i.