Securities lawyers in California Rachael E. to Scott Alderton

710 Sansome Street , San Francisco , California 94111

Practice Areas: Civil ,Corporate ,Securities

The Orrick Building   405 Howard Street Californ , San Francisco , California 94105

Practice Areas: Corporate ,Mergers & Acquisitions,Securities

Firm: Bakhtiari & Harrison, P.C.

12711 Ventura Blvd. , Studio City , California 91604

Practice Areas: Securities , Securities & Investment Fraud

Mr. Bakhtiari represents clients in securities disputes before FINRA (NASD, NYSE), state and federal courts. In June 2019, Mr. Bakhtiari was nominated to serve as a public member of the Discovery Task Force Committee (DTFC) of the Financial Industry Regulatory Authority (FINRA) which is the advisory group, established in conjunction with a directive from the U.S. Securities & Exchange Commission that reviews substantive issues relating to discovery in arbitration proceedings that are conducted under the auspices of the FINRA Code of Arbitration Procedure.. In June 2013, Mr. Bakhtiari was named Chairman of the National Arbitration and Mediation Committee (“NAMC”) of FINRA. The NAMC is an advisory group that makes recommendations on rules, regulations and procedures governing FINRA arbitration, mediation and dispute resolution.. In June 2011, Mr. Bakhtiari was nominated to serve as a public member of the Nasdaq OMX BX Arbitration Committee, which is the advisory group that provides recommendations on rules, regulations and procedures governing arbitrations, mediations and dispute resolution for the Nasdaq and Boston Stock Exchanges.. In 2009, Mr. Bakhtiari was nominated to serve as a public member of the National Arbitration and Mediation Committee of FINRA.. Mr. Bakhtiari served on the Board of Directors of the Public Investors Arbitration Bar Association (PIABA) from 2008 to 2013 and served as President for the 2011 to 2012 term. PIABA is a nationwide organization of securities lawyers that represent investors in disputes with the financial service industry.. Mr. Bakhtiari served on the faculty of the Practicing Law Institute (2012, 2014, 2015, 2016, 2017, 2019 and 2020), the New York City Bar Association’s presentation of Securities Arbitration and Mediation Hot Topics (2012) and has spoken at the FINRA Annual Conference (2012 and 2014) on the topic of securities arbitration. Mr. Bakhtiari is a past member of the board of editors, managing editor of the PIABA Bar Journal and edited the “Recent Arbitration Awards” column covering significant NASD and NYSE arbitration awards. Mr. Bakhtiari has spoken at the Public Investors Arbitration Bar Association annual meeting, California mid-year meeting, authored and co-authored several articles. He was a teaching assistant and extern to the Honorable James N. Barr, United States Bankruptcy Judge for the Central District of California and presently serves as a FINRA securities arbitrator.. In addressing investors right’s issues, Mr. Bakhtiari has been quoted by the press in publications that include the New York Times, Wall Street Journal, Bloomberg, Los Angeles Times, Reuters, Dow Jones Business News, NY Post, Los Angeles Business Journal, The American Banker and Cleveland Plains Dealer.. Mr. Bakhtiari was recognized from 2014 to 2024 as a Southern California Super Lawyer. Between 2005 and 2013 he was recognized as a Southern California Super Lawyer Rising Star.

401 West A Street   1600 , San Diego , California 92101

Practice Areas: Business ,Elder ,Probate ,Professional Malpractice,Real Estate ,Securities

Firm: Greene Radovsky Maloney Share and Hennigh LLP

Four Embarcadero Center   4000 , San Francisco , California 94111

Practice Areas: Energy ,Securities ,Taxation - State & Federal

Firm: Stauber Law Offices

1880 Century Park East , Los Angeles , California 90067

Practice Areas: Business & Commercial, Corporate , General Practice, Securities , Business, Business

A.  Lawyer - corporate and securities transactional matters (federal securities compliance, mergers and acquisitions, business combinations, public and private offerings, complex financing transactions, takeovers and related matters) - entity transactional business matters from formation, financing, marketing, branding, to multiple exit strategies.. B.  Admitted to bar, 1967, California and United States District Court, Central District of California and Eastern District of California, and State Bar of California. C.  United States of America Supreme Court, 1972. D.  Alpha Epsilon Pi Social Fraternity and Tau Epsilon Rho Professional Law Fraternity. E.  United States Army/California National Guard (1965 - 1971). F.  Corporations Counsel, Department of Investment, Division of Corporations, State of California (Los Angeles, California Office) 1965-1967. G.  Judge Pro Tem, various dates Los Angeles Court and Mediator, various dates Riverside Superior Court). H.  Principal in various firms from 1967 to present (Ronald J. Stauber; Blacker & Stauber; Stauber & Gersh; Stauber & Ungar; Ronald J. Stauber, Inc.). Recognized and listed in “The Bar Register of Preeminent Lawyers,” LexisNexis and Martindale-Hubbell Register of Most Distinguished Law Practices, 2006 to present.. Listed in various professional biographical publications (including, Martindale-Hubbell Law Directory [av rating] and Who's Who in American Law [various editions]).. Member, Beverly Hills, Los Angeles County, Riverside County and American Bar Associations  (various dates from 1967 - member of various law sections, real estate, business and corporate law, etc.;  Member of the Business Law Section and the Corporate Compliance Committee of American Bar Association).. MVAT Foundation, a non-profit corporation (Wounded Warrior Project, Congressional Medal of Honor Foundation, Green Beret Foundation, Habitat for Humanity, K9s for Warriors, Gary Sinise Foundation - support),  co-founder and member of Board of Directors.  $1.2 Million disbursed to charities serving U.S. military veterans and families since 2007.. Has received City of Los Angeles Certificates of Appreciation in recognition and acknowledgment for community service and/or pro bono legal services, 1995-2002.. Is an avid golfer, member of two country clubs, active in club “politics.”  Is a philatelist, specializes in 19th Century United States classic stamps. Owns, shows and races classic automobiles – pre-war automobiles - invited to and participated in Concours d’ Elegance (GreyStone Manor, Rodeo Drive, Palos Verdes, San Marino, CA -  award winner).  Holds competition racing permits - licenses – Sports Car Club of America, SVRA and Vintage Auto Racing Association. Invited to race and raced at 2014, 2015 and 2016 Rolex Monterey Motorsport Reunion – Pebble Beach, CA.. Active in various professional, social and hobby associations related to interests.

Firm: RL Fein, Inc PC

6355 Topanga Canyon Blvd , Woodland Hills , California 91367

Practice Areas: Corporate , Debtor/Creditor, General Practice, Securities , Business, Business, Business

Ronald L. Fein is the esteemed solo practitioner of RL Fein, Inc., renowned for his extensive legal acumen and leadership. Since being admitted to the California bar in 1970, Mr. Fein has carved a notable path in corporate law. His early career with Gibson Dunn & Crutcher and subsequent appointment as the youngest Chief Deputy Commissioner of the California Department of Corporations signaled a trajectory of achievement. Rising to Chair Mergers, Acquisitions, and Corporate Finance at Jones, Day, Reavis & Pogue, he ultimately served nearly two decades as a senior shareholder at Stutman, Treister & Glatt.. Mr. Fein's proficiency spans securities, real estate finance, and M&A, with over 40 years of experience. His work encompasses facilitating complex mergers, business combinations, and financings. His commitment to education is evident in his adjunct position at Loyola University School of Law since 1976, complemented by active participation in law associations such as the Los Angeles County and American Bar Associations. Notably, Mr. Fein is highlighted in Best Lawyers in America since 1983 and dearly recognized as a Southern California Super Lawyer by Los Angeles Magazine. His published works and board roles further underline Mr. Fein's impactful contributions to corporate law.

Firm: Buffington Law Firm PC

8840 Warner Avenue , Fountain Valley , California 92708

Practice Areas: Civil , Corporate , Real Estate , Securities , Litigation, Litigation

Firm: Rosen & Associates

515 South Figueroa Street , Los Angeles , California 90071

Practice Areas: Arbitration, Business & Commercial, Entertainment & Sports , Legal Malpractice, Securities , Securities & Investment Fraud, Securities & Investment Fraud

Firm: Gonser Law PC

3717 Mt. Diablo Blvd , Lafayette , California 94549

Practice Areas: Securities , Securities & Investment Fraud

I have practiced law in the securities area since 1990 and have successfully handled hundreds of cases involving investors who suffered losses in their brokerage accounts as a result of the mismanagement and fraudulent conduct by brokerage firms and their registered representatives. My efforts have resulted in the recovery of millions of dollars in awards and settlements on behalf of investors who were solicited to invest irreplaceable assets into unsuitable investment products.

Firm: Richard A. Nervig P.C

1588 S Mission Rd Ste 210 , Fallbrook , California 92028

Practice Areas: Securities

West Broadway , San Diego , California 92101

Practice Areas: Banking & Finance,Construction ,Corporate ,Mergers & Acquisitions,Public Finance,Real Estate ,Securities

Firm: The Feldhake Law Firm A Professional Corporation

19900 Macarthur Boulevard , Irvine , California 92612

Practice Areas: Administrative , Antitrust & Trade Regulation, Asbestos , Civil Rights, Communications & Media , Constitutional , Contracts, Criminal Defense , Discrimination, Drugs & Medical Devices, Education , Elder , Employment & Labor , Energy , Entertainment & Sports , Estate Planning, Franchise , Health Care & Hospitalization, Insurance , Landlord & Tenant, Legal Malpractice, Natural Resources, Nursing Home Negligence, Products Liability, Professional Malpractice, Securities , Sexual Harassment, Toxic Substances, Trademarks, Business

Firm: Law Office of Robert B. Dellenbach

2801 Waterman Boulevard , Fairfield , California 94534

Practice Areas: Intellectual Property , Internet , Mergers & Acquisitions, Securities , Technology and Science, Venture Capital

Robert B. (Rob) Dellenbach is a seasoned Silicon Valley lawyer.  He has advised technology, software, Internet, communications, media, life science, energy and other high-growth ventures and their investors in Silicon Valley and worldwide since 1989.  Rob focuses on legal and related business matters facing high-growth ventures and entrepreneurs and their investors.  Together with an extensive network of experienced professionals, he is able to offer to clients premier strategic and general legal services. Rob has been a partner at the prominent firms, Fenwick & West LLP and Reed Smith LLP, and opened his own firm in 2013.. Over the course of his career, Rob has led teams that have advised clients on hundreds of venture capital and private equity financings, mergers, acquisitions, public offerings and strategic intellectual property transactions aggregating billions of dollars in value.  He is skilled in business planning and has written and advised on many of his clients’ business plans, private placement memorandums and prospectuses.  He serves as general counsel and trusted advisor to many of his clients.. Rob speaks frequently on business planning, venture capital finance, intellectual property and acquisition strategies. Rob is a lecturer for the Keiretsu Forum Academy.  He has served as an advisor and guest lecturer at the Lester Center for Entrepreneurship and Innovation at the Haas School of Business, University of California, Berkeley and as advisor, mentor, speaker and board secretary for ASTIA, the international nonprofit organization that promotes women as entrepreneurs and leaders of high-growth businesses.. Rob is licensed to practice law in California and is a member of the American Bar Association.  He received his J.D. from Stanford Law School and graduate summa cum laude with a B.A. Honors from the University of Utah.. Rob is a devoted father and loves photography, film, hiking, kayaking, camping and the outdoors.  He sits on the board of the Solano Performing Arts Association. He is a leader in The Boy Scouts of America and a member of the National Eagle Scout Association.  He is a member of the Church of Jesus Christ of Latter-day Saints and served a mission in Spain

Firm: Rizwan R. Ramji, Esq.

3444 McLaughlin Ave. , Los Angeles , California 90066

Practice Areas: Business , Civil , Collections, Insurance , Securities , Litigation

Firm: Irell & Manella

1800 Avenue of the Stars , Los Angeles , California 90067

Practice Areas: Corporate , Mergers & Acquisitions, Securities

555 South Flower Street FortyFirst Floor Califo , Los Angeles , California 90071

Practice Areas: Antitrust & Trade Regulation,Arbitration & Mediation,Intellectual Property ,Securities

12275 El Camino Real   200 (Del Mar Heights) , San Diego , California 92130

Practice Areas: Business & Commercial,Business Formation,Corporate ,Mergers & Acquisitions,Securities ,Taxation - State & Federal

Firm: Weintraub Law Group

10085 Carroll Canyon Road 210 B , San Diego , California 92131

Practice Areas: Corporate ,Securities

Firm: Stubbs Alderton & Markiles LLP

15260 Ventura Blvd 20FL , Sherman Oaks , California 91403

Practice Areas: Business & Commercial, Computers and Software, Corporate , Intellectual Property , Internet , Mergers & Acquisitions, Securities , Technology and Science, Intellectual Property