Top Securities Lawyers in Seattle | 60 available

Second Avenue , Seattle , Washington 98104

Practice Areas: Antitrust & Trade Regulation,Civil ,Intellectual Property ,Securities

Firm: DLA Piper US LLP

701 Fifth Avenue Suite 7000 , Seattle , Washington 98104

Practice Areas: Securities , Business, Business, Business, Business

Firm: Ryan, Swanson & Cleveland, PLLC

401 Union Street , Seattle , Washington 98101

Practice Areas: Corporate Finance, General Practice, Mergers & Acquisitions, Securities , Business, Business, Business

Mike practices in the areas of securities law, corporate finance, mergers and acquisitions, project finance, officer and director liability, internal investi­gations, high net worth individual representation and general corporate and commercial law.. Mike has represented issuers in scores of private and public offerings of both equity and debt, including angel, seed, venture and institutional investments. He has extensive experience in business combinations and financings of all types and sizes, from less than $1 million to over $1 billion. He has counseled companies in ongoing ‘34 Act reporting, 144A financings and regulatory compliance in a variety of areas, and has had extensive dealings with under­writers, investment bankers, broker-dealers, venture capital funds, private equity firms and other institu­tional investors and service providers. In addition, he has served as general corporate counsel to a wide range of companies, and has advised boards of directors, special committees, directors and officers on particular legal challenges.. He has advised individual officers and directors in mediation, litigation and negotiation in connection with class action securities suits and derivative claims, and given general advice about liability avoidance. He has further advised many executives on executive employment agreements and options and benefits packages, as well as their rights upon termination or departure.. Mike has worked on financings and transactions in a wide variety of industries, including: information technology, Internet and software, biotech, medical device, alternative and nuclear energy and other technologies; aerospace and avionics; manufacturing; distribution; retail; trans­portation; service providers; seafood and fishing; gaming (including casino finance); media and enter­tainment (including online games and other media products); food and restaurants; construction; pulp and paper; franchising; financial institutions; financial service providers and broker/dealers; leasing; travel; and other industries. Mike has worked on many matters involving foreign components, and deals with lawyers from Canada, Mexico, Australia, and various countries in Europe, South America, Asia, and the Middle East. He speaks or has studied Spanish, Italian, French, German, Persian and Hebrew.

Firm: Summit Law Group

315 Fifth Avenue South Suite 1000 , Seattle , Washington 98104

Practice Areas: Corporate , Mergers & Acquisitions, Securities , Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation

Mark Worthington concentrates his practice on corporate and securities law and has experience with a wide range of corporate finance and technology licensing transactions. Mark joined Summit Law Group in 1997 and has served as the firm's managing partner and chief financial officer. He has been recognized in The Best Lawyers in America, as a Super Lawyer by Washington Law & Politics, and as one of Seattle's Best Lawyers by Seattle Metropolitan Magazine.

Firm: DLA Piper US LLP

701 Fifth Avenue Suite 7000 , Seattle , Washington 98104

Practice Areas: Corporate Finance, Mergers & Acquisitions, Securities , Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation

Firm: Davis Wright Tremaine LLP

1201 Third Avenue, Suite 2200 , Seattle , Washington 98101

Practice Areas: Corporate , Securities , Financial Markets and Services, Financial Markets and Services, Financial Markets and Services

Firm: Davis Wright Tremaine, LLP

1201 Third Avenue , Seattle , Washington 98101

Practice Areas: Business & Commercial, Information Technology, Intellectual Property , Mergers & Acquisitions, Securities , Intellectual Property, Intellectual Property, Intellectual Property

Firm: CFL Law, LLP

3045 42nd Ave. West , Seattle , Washington 98199

Practice Areas: Antitrust & Trade Regulation, Consumer Protection, Franchise , Securities , Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor

Lawrence Cock emphasizes employment law, including agreements to not compete and trade secret misappropriation. Mr. Cock was involved in the creation and passage of Washington's new noncompete statute, RCW 49.62. Mr. Cock represents employees and employers in transitions and litigation. Mr. Cock also emphasizes securities law and investment fraud, representing brokers, broker-dealers, Investment Advisers, customers, and investors in matters involving securities fraud. Mr. Cock also represents firms, brokers, and individuals facing legal proceedings by regulators such as the Securities and Exchange Commission, FINRA, and Washington's Department of Financial Institutions (DFI).

Firm: Cairncross & Hempelmann

524 2nd Ave., Ste. 500 , Seattle , Washington 98104

Practice Areas: Corporate , Mergers & Acquisitions, Securities , Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation

Laura represents emerging growth as well as established companies in a wide range of transactions, including public offerings, venture capital financings, mergers and acquisitions, securities law compliance and corporate governance issues. Laura advises a number of public companies on a wide range of issues, including the Sarbanes-Oxley Act, preparation and review of periodic reports, and compliance with insider trading and disclosure regulations.

Firm: Tousley Brain Stephens PLLC

1700 7th Ave Ste 2200 , Seattle , Washington 98101

Practice Areas: Class Actions, Condemnation & Eminent Domain, Real Estate , Securities , Class Action, Class Action, Class Action

Practice focus: commercial and class action litigation, i.e., condemnation, environmental, construction, products liability, insurance coverage, and securities matters. Appointed special attorney general for Washington State; lead counsel to manage state and federal class actions; profiled in Who's Who in American Law; recognized as a "Super Lawyer" in Washington Law & Politics magazine; in the Best Lawyers in America; and Fellow of the American Academy of Trial Counsel.

Firm: John Bender

4634 Easy Marginal Way S , Seattle , Washington 98134

Practice Areas: Arbitration & Mediation, Business & Commercial, Consumer Protection, Contracts, Corporate , Franchise , Securities , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud

For more than 35 years, my practice has focused on resolving challenging securities, franchise, banking and other complex civil cases on behalf of businesses and individuals.. Securities Fraud, Enforcement, Regulatory and Broker-Dealer Defense. Investors, broker-dealers, investment bankers, advisers, and registered representatives seek my representation in regulatory investigations and disciplinary actions brought by the U.S. Securities and Exchange Commission, Financial Industry Regulatory Authority (FINRA and NYSE), the New York Stock Exchange and the State of Washington Securities Division, including presenting Wells submissions and Central Registration Depository expungement requests.  I often handle the prosecution and defense of customer claims against investment advisors, broker-dealers and registered representatives. These matters involve claims of unsuitability, churning, breach of fiduciary duty, fraud and misrepresentation, particularly before FINRA Dispute Resolution.. I was FINRA’s appointed arbitrator and mediator trainer for the Seattle panel of FINRA arbitrators from 1993-2003. In that capacity, I trained hundreds of arbitrators and mediators around the country. A substantial portion of my practice has been as a FINRA, National Futures Association and NYSE arbitrator and mediator.. Broker Recruitment Litigation. I frequently prosecute noncompetition, non-solicitation and trade secrets disputes for broker-dealers and registered representatives.. Securities and Complex Civil Litigation. I have considerable additional securities litigation experience in the areas of shareholder derivative action, directors’ and officers’ liability, insider trading, corporate governance and internal investigations, mortgage-backed securities and stock option disputes.. Franchising and Related Disputes. I represent franchisors advising on business, regulatory and growth strategies, and defend franchisors in regulatory investigations and lawsuits. I advise franchisees on their rights and defend them in franchise termination matters.

Firm: Byrnes Keller Cromwell LLP

1000 Second Avenue , Seattle , Washington 98104

Practice Areas: Corporate , Employment & Labor , Professional Malpractice, Securities , Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes

Keith Petrak has practiced law in Seattle since 1989 in both state and federal court. An experienced commercial litigator, he is AV rated by Martindale-Hubbell, and has counseled international, national and regional clients as both plaintiffs and defendants in a variety of business and tort litigations. Keith’s practice has involved a wide range of subjects including, among others, professional liability, noncompetition and trade secret disputes, securities fraud, intellectual property, products liability, antitrust and consumer protection, employment discrimination, and civil rights. Keith has also served as an investigator at a public university, conducting inquiries into complaints of employment discrimination, sexual harassment and violations of institutional policies and procedures.. Law Review Editor. Roger J. Traynor Moot Court Team. Bachelor of Science, Public Service Administration

Firm: Davis Wright Tremaine LLP

1201 Third Avenue, Suite 2200 , Seattle , Washington 98101

Practice Areas: Corporate Finance, Mergers & Acquisitions, Securities , Business, Business, Business

Firm: Lane Powell

1420 Fifth Ave , Seattle , Washington 98101

Practice Areas: Business & Commercial, Business , Civil , Corporate , Products Liability, Securities , Litigation, Litigation, Litigation, Litigation

I have been happily married to Mary Stamper Lynam for 24 years and I am blessed with two great daughters, Kaeli and Natalie.  My interests and hobbies include golfing, coaching basketball, playing guitar, and other fun activities.  Two of my favorite authors are John Grisham and Carl Hiaasen.

Firm: Tollefsen Law PLLC

800 5th Avenue Suite 4100 , Seattle , Washington 98104

Practice Areas: Administrative , Bankruptcy, Civil , Consumer Fraud, Federal , Securities , Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes

John is now retired.

Firm: Dorsey & Whitney LLP

U.S. Bank Centre , Seattle , Washington 98101

Practice Areas: Appellate , Civil , Corporate , Products Liability, Securities , Appeals, Appeals, Appeals

Firm: Lane Powell

1420 Fifth Ave , Seattle , Washington 98101

Practice Areas: Class Actions, Constitutional , Corporate , Environmental , Intellectual Property , Professional Malpractice, Securities , Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes

Firm: Harris, Mericle and Wakayama, P.L.L.C.

999 Third Avenue , Seattle , Washington 98104

Practice Areas: Securities

Firm: Riddell Williams P.S.

1001 Fourth Avenue , Seattle , Washington 98154

Practice Areas: Antitrust & Trade Regulation,Civil ,Intellectual Property ,Securities

Firm: Arbor Law Group

801 2nd Ave. , Seattle , Washington 98104

Practice Areas: Corporate , Mergers & Acquisitions, Securities , Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation

My practice is concentrated on corporate and securities law. Since 1984, I have represented corporate clients and individuals in a variety of business transactions, including public and private financings, mergers, acquisitions and joint ventures, both domestically and internationally.. I currently serve as outside general counsel to select businesses in several different industries. I also work with companies, founders and investors on specific projects such as startup structuring, debt and equity financings, and sales of businesses.