Top Securities Lawyers Near Me in Birmingham Area

Richard Frankowski is the founding member of The Frankowski Firm, LLC.  His firm is based in Birmingham, Alabama and Incline Village, Nevada and has additional offices in Atlanta, Los Angeles, Miami, Houston, Nashville, Las Vegas, Washington DC, Manhattan, Sacramento, and San Francisco. He has represented hundreds of investors around the country in FINRA arbitrations and in civil litigation.  His practice focuses on stock broker fraud, consumer class actions and direct and derivative shareholder cases.  Richard also represents individual brokers in employment cases against broker dealers.  Mr. Frankowski is a 5.0 Preeminent AV-rated attorney and is a member of the Alabama and Florida Bars as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers.  In 2012, National Trial Lawyers named Mr. Frankowski one of Alabama's top 100 lawyers.  Currently, Richard served on the Board of Directors for the Public Investors Arbitration Bar Association, an international organization dedicated to investor protection.  He currently serves as Vice President and Treasurer of the PIABA Foundation, a 501(c)(3) public charity with a core mission of educating investors to prevent investment abuse and to level the playing field for investors in FINRA arbitrtation.

Laura Sherling Dunning is an of counsel attorney in the Securities and Business Litigation practice group of Levin, Papantonio.  Ms. Dunning has twice been recognized as an Alabama Super Lawyer Rising Star in Securities Litigation. Her practice focuses primarily upon representing individuals and entities seeking financial recovery for losses from securities fraud. Ms. Dunning has represented more than 300 victims of securities fraud in FINRA arbitration and in state and federal court.  Her clients include state and municipal pension funds, as well as institutional and sophisticated investors, and she recently obtained a $1.95 million award in FINRA arbitration for a sophisticated investor who sustained losses in auction rate securities.  Ms. Dunning’s practice also includes complex business litigation, whistleblower, class action and antitrust litigation.. Ms. Dunning is a frequent speaker on issues confronting the securities industry, including FINRA arbitration procedures, arbitrator selection, electronic discovery and how to vacate arbitration awards, and has served as a guest lecturer at the University of Alabama, School of Law.  She is also a member of PIABA, an international organization of attorneys dedicated to the advancement of investors’ rights in the securities industry.  Ms. Dunning is licensed to practice in Alabama, and has been admitted to the United States District Courts for the Northern, Middle and Southern Districts of Alabama.. Ms. Dunning graduated cum laude from Rhodes College with a Bachelor of Arts in English Literature.  She received her juris doctor from the University of Alabama, School of Law in 2005, where she served as a Senior Editor on the Alabama Law Review and as a nationally competing member of the Campbell Moot Court Board.  Ms. Dunning was a member of the Bench and Bar Legal Honor Society and served as an extern to the Honorable Sharon Lovelace Blackburn of the United States District Court for the Northern District of Alabama.. Prior to joining Levin Papantonio, Ms. Dunning practiced with Haskell Slaughter Young & Rediker in Birmingham, Alabama, where her nationwide civil litigation practice concentrated on securities matters in state and federal courts as well as AAA and FINRA arbitration.. In addition to her practice, Ms. Dunning is active member of her community, serving on the Executive Committee of the YWCA of Central Alabama’s Junior Board and as an attorney coach in the Civic Education Teen Court Project.. Her representative engagements include:

Jim Pool is a Shareholder and Chair of the firm's Health Care and Charitable Foundations -Tax Exempt Organizations practices. He represents all types of providers and payors nationwide, regarding health care regulatory, tax, compliance and other matters. He also represents a large number of tax exempt entities both inside and outside the health care industry. Jim is regularly consulted regarding a wide range of both health care and tax exempt issues. He is a frequent speaker on health care, corporate compliance and tax exempt entities topics.. Jim regularly counsels his clients regarding the following:. The Best Lawyers in America named Jim "Lawyer of the Year" for 2015 in Non-Profit/Charities Law. He has been listed by The Best Lawyers in America in Health Care Law and Non-Profit/Charities Law since 2006 and by Alabama Super Lawyers since 2012 for Health Care. He is rated AV-Preeminent by Martindale-Hubbell.. He received his J.D. from the University of Alabama School of Law. His additional graduate degrees include an S.T.M. and a M. Div. from Yale Divinity School. He received his B.A. cum laude from Birmingham-Southern College.

J. Curt Tanner knew he wanted to have a career in law from an early age. As a teenager, his father was badly injured in an accident. The legal team that represented his father made a big impact on Curt and his family, and the experience inspired him to go to law school. He knew he wanted to help people through difficult times the way he and his family were helped through his father’s accident.. Curt began his legal career by representing individuals against some of the largest banks and investment firms in the world. Curt’s dedication to securing justice for his clients allowed him to help obtain a seven figure settlement in a Ponzi scheme case that involved multiple victims. Curt’s desire for justice and drive to help people continues to characterize his practice.. Curt was born and raised in Birmingham, Alabama. He attended the Cumberland School of Law after graduating from Auburn University. Curt is continuously involved in the local community. He believes that a personal injury lawyer should serve the community not just with their legal needs, but with any needs that will one day allow them to contribute back to the community themselves. Curt is involved in the Moot Court program at Cumberland School of Law, his alma mater. He sees a lot of value in helping law students develop skills that will make them successful attorneys.. When he’s not pursuing justice on behalf of his clients, Curt enjoys traveling with his wife, Kathryn, and spending time at the lake with their dog.

I  concentrate my practice in the areas of mergers and acquisitions, business planning and general business and corporate matters. In addition, I have extensive experience in the areas of commercial lending and finance, equipment leasing, commercial real estate and technology law. While my practice has historically focused on representation of closely-held businesses and start-up companies, I have also been counsel to public companies and venture capitalists.. In some jurisdictions, this site may be considered to be advertising. The hiring of a lawyer is an important decision that should not be based solely upon written information contained on this site or other written information about my qualifications and experience. In accordance with Alabama State Bar requirements, no representation is made that the quality of the legal services to be performed is greater than the quality of legal services performed by other lawyers.. The opinions expressed here are my personal opinions, and do not constitute legal advice. Content published here is not reviewed or approved by Baker Donelson before it is posted, and does not necessarily represent the view and opinion of Baker Donelson. I am expressing personal opinions and not legal opinions on this site, and disclaim any and all legal responsibility and liability for the personal comments posted on this site.. I am licensed to practice law only in Alabama and Georgia.  The posts I make on this site are intended as general information only, are not provided as legal advice in connection with any specific case or matter, and do not create an attorney-client relationship.

I primarily assist people with disabilities in advocating for equal access under the Americans with Disability Act, Rehabilitation Act, Fair Housing Act and other civil rights legislation in Federal Court.  I also handle other types of discrimination, workers compensation and personal injury including vaccine injuries.  I am AV rated by Martindale Hubbell.  http://www.martindale.com/Mr-Edward-Ira-Zwilling/2671285-lawyer.htm

I am from a family of entrepreneurs. Building a business is in my blood. After graduating with a double majors in Economics and Politics from Washington and Lee University. I went on to receive my law degree from Cumberland School of Law. I am also one of the few attorneys in Birmingham with an M.B.A., which I received from the Brock School of Business at Samford University where I focused on entrepreneurship.. My enthusiasm for entrepreneurship motivated me to open The Watson Firm. I firmly believe that entrepreneurs will be the ones to take this country to new heights in the next decades. So I decided to prove my commitment to entrepreneurship, and I started my own business.. In my practice, I focus on counseling entrepreneurs on their businesses, getting their business started, helping them solve their problems, monetizing their tangible and intangible assets, and fighting for them inside and outside of the courtroom.

David Guin handles general business & commercial litigation, securities fraud, shareholder disputes, institutional investors, stock broker arbitrations, antitrust and consumer class actions. Mr. Guin has been listed in publication, The Best Lawyers in America, for his securities litigation practice. He also has been selected as a "Super Lawyer" and has received an "AV" peer-review rating from Martindale-Hubbell. Guin is Alabama chapter president of the International Network of Boutique Law Firms () and is a director and past Executive Committee member of the National Association of Securities and Consumer Attorneys (). He has been a member of the Editorial Board of Class Action Reports, a bi-monthly Thomson/West publication reporting on all aspects of class action litigation. He is frequently published in law reviews and similar publications.In his spare time, Guin enjoys armchair theology, landscape photography, fingerstyle guitar, hiking and fly fishing. He serves as Board President for Cahaba Riverkeeper, and serves on the Board of 10/40 Connections.. Practice: Complex financial litigation - securities, shareholder disputes, antitrust, accounting, tax, class actions, and business mediation. No representation is made that the quality of legal services to be performed is greater than the quality of legal services performed by other attorneys.

Craig Hymowitz is a seasoned financial crime compliance executive.  As General Counsel of COR Clearing LLP, Craig was hired to oversee the company’s compliance and remediation obligations following their consent to a $1 million FINRA penalty.  Before joining COR, Craig was hired as Associate General Counsel of Sterne, Agee & Leach, Inc. to advise their compliance department on the restructuring of its anti-money laundering policies and procedures and transaction monitoring system.. Prior to going in-house, Craig was a partner at Blank Rome LLP in their Litigation and White Collar Defense and Investigations departments.  While there, he co-founded and co-chaired the firm’s Anti-Money Laundering and Economic Sanctions working group.. Craig brings extensive experience advising executive leadership and business units on the evolving anti-money laundering, economic sanctions, anti-bribery and corruption compliance risks.  His practice is focused on representing regulated entities in their dealings with state and federal regulators, law enforcement and self-regulatory organizations.  He has represented banks, broker-dealers, and other financial institutions prepare for and defend themselves during regular and for cause examinations, helped negotiate and respond to regulatory findings, defended firms during enforcement actions, and oversaw any required remediation.. With a background in investigative journalism, internal investigations, and risk management Craig is highly skilled at assessing the specific legal, contractual, and regulatory risks facing financial institutions.  He has built a reputation as a collaborative advisor dedicated to assisting his clients identify, navigate, and mitigate potential legal risks before they become legal problems.. Craig received his J.D. from the University of Pennsylvania Law School and his B.A. cum laude from Cornell University.  He is AV peer review rated and a Certified Anti-Money Laundering Specialist (CAMS).

Experienced Securities attorney serving clients in Birmingham and surrounding areas.

Experienced Securities attorney serving clients in Birmingham and surrounding areas.

Experienced Securities attorney serving clients in Birmingham and surrounding areas.

Experienced Securities attorney serving clients in Birmingham and surrounding areas.

Experienced Securities attorney serving clients in Birmingham and surrounding areas.

Experienced Securities attorney serving clients in Birmingham and surrounding areas.

Experienced Securities attorney serving clients in Birmingham and surrounding areas.

Experienced Securities attorney serving clients in Birmingham and surrounding areas.