Top best Securities Lawyers in Washington | 442 available

Philip Khinda is an internationally recognized American lawyer and corporate adviser with over 25 years of experience guiding public and private companies, their boards, asset management firms and global financial institutions on risk management issues and in dealing with governance disputes, corporate crises, internal investigations and US and related law enforcement matters.  He leads Khinda Advisory Limited in Abu Dhabi and Khinda Advisory PLLC in Washington, DC, serving clients globally on their most challenging regulatory, governance, compliance, and strategic matters.

Mr. Jeff Smith is a highly experienced securities, tax, business, M&A, regulatory compliance, digital assets, capital markets, and FinTech attorney with over 26 years of experience strengthening the legal and compliance functions of financial services companies, investment advisers, broker-dealers, digital asset companies, family offices, technology companies, and investment vehicles. He has represented companies at all stages of maturity with their legal and compliance needs related to capital and debt raising efforts via private and public offerings. He has also served as Chief Legal Officer and Chief Compliance Officer for many companies while also working in the Director of Enforcement’s office at the Securities and Exchange Commission and serving as Investigative Counsel for President Obama at the Financial Crisis Inquiry Commission. Mr. Smith also serves on public company boards and was highly instrumental in facilitating the merger between Digital World Acquisition Corp and Trump Media & Technology Group, resulting in Trump Media becoming a publicly traded, well-resourced company. Mr. Smith also advises presidents, heads of parliament and ministers throughout Africa as part of his work in international economic development and is an expert in tax structuring and asset preservation planning. He has also been a pioneer in the development of tradable fractional and partitioned interests in rarities and real world asset tokenization as a co-founder of RarityX.. CREDENTIALS

Lane H. Blumenfeld is the managing attorney of VIRTUAL In-House Counsel, PLLC, a solo practice he founded to address client's growing demand for their outside counsel to respond to business challenges in an "in-house way."  Having been a client himself, including as chief counsel for a public IT company with global operations, he understands what those on the inside seek from their attorneys on the outside:  practical, business-oriented solutions, provided quickly and priced reasonably.  Drawing upon his in-house experience in the technology and communications industries, he helps emerging growth companies solve their commerical, corporate, and technology law problems.  In addition, he serves as a virtual general counsel for clients without or between chief legal officers.  Moreover, his VIRTUAL approach, by avoiding big law firm overhead and charging by project, not time, eliminates hourly billing's inherent inefficiency and unpredictability.

I am a securities lawyer. My practice includes public and private offerings, broker-dealer and investment banking matters, secondary market transactions, venture and private equity capital investments and mergers and acquisitions. My clients consist of public and private companies, broker-dealers, investment banking firms and individual entrepreneurs. We also represent issuers, underwriters, and placement agents in private and public securities offerings, including reverse mergers, initial public offerings (IPOs), secondary offerings, private placements, debt offerings, private investments in public equity (PIPEs), and equity crowdsourcing.. Mr. Aigbe focuses his securities litigation practice on a wide range of matters, including matters arising from securities fraud, M&A litigation, shareholder derivative matters, individual direct shareholder litigation, appraisal rights cases, and shareholder inspection rights. Sometimes Mr. Aigbe is engaged in consumer and employment litigation as well as estate and probate litigation and real estate litigation. Mr. Aigbe has a particular focus on shareholder M&A and securities fraud class action litigation.. Clients include individual stockholders, shareholder activists, hedgefunds, pension funds, and family offices, and union funds.. Mr. Aigbe studied Finance at the University of Maryland's Robert H. Smith School of Business. Mr. Aigbe then worked for Bank of America's Investment Banking Division where he participated in mergers and acquisitions in the energy and power sectors. Mr. Aigbe attended Vanderbilt University Law School where he focused on the Law of Finance and Mergers & Acquisitions and earned a certificate in Law and Business. Mr. Aigbe has been an avid investor for the last 10 years. He focuses on micro-cap and mid-cap companies that are involved in special situations such as a mergers, spinoffs, corporate restructurings, or workouts. From his involvement in online investing communities, he has earned a reputation among activist investors and research firms hoping to usher in a new era of disclosure, loyalty, and duty to stockholders and investors.. Mr. Aigbe has served the US government for part of his career. He has worked for the US Department of State where he handled employment law and civil rights matters. Mr. Aigbe was in Baghdad in 2012 where he counseled employees on their rights and responsibilities and presented information to senior leaders. Mr. Aigbe has also worked as transaction and contracts manager for the National Institutes of Health and the US Department of Defense's Defense Contract Management Agency.. Mr. Aigbe resides in North Bethesda, MD with his wife and daughter. He is an avid fan of abstract and contemporary art and enjoys jogging.

Honored by Super Lawyers as a “Rising Star” for five years running, Mr. Harrington has extensive experience representing private-sector and federal employees in cases that involve discrimination, retaliation, whistleblowing, contract disputes, wage violations, and other violations of employment and civil rights laws.. Mr. Harrington is admitted to practice law in Virginia, Maryland, and the District of Columbia, and he has represented clients in federal courts nationwide. He also has deep experience before state and federal administrative bodies including the EEOC, the MSPB, and various arms of the U.S. Department of Labor.. Mr. Harrington represents clients who have suffered harm under a wide variety of laws, including Title VII of the Civil Rights Act of 1964; the Americans with Disabilities Act; the Family and Medical Leave Act; the Uniformed Services Employment and Reemployment Rights Act; the Whistleblower Protection Act; the False Claims Act; the Sarbanes-Oxley Act (SOX); and state and local laws such as the D.C. Human Rights Act and the Maryland Fair Employment Practices Act.. Among his notable victories is a $1.36 million jury verdict for violation of the anti-retaliation provision of the False Claims Act.. Law is Mr. Harrington’s second full career. He joined The Employment Law Group as a litigation law clerk while attending the George Mason University School of Law as an evening student. Following his graduation from George Mason Law, he was named as an associate of the firm — and in 2013 he became the first former law clerk to ascend to ownership at The Employment Law Group.. Before attending law school, Mr. Harrington worked for 19 years in various positions at the National Association of Securities Dealers (now known as FINRA) and the NASDAQ Stock Market. In addition to helping him represent employees who report breaches of SOX, his background in financial regulation drove a strong commitment to address the imbalance of power between corporations and workers.. “I went to law school to make a positive difference for people whose civil rights have been violated &msash; especially people who have been wronged despite working hard and playing by the rules,” he explains. “I joined TELG to gain practical legal experience while I studied, and I quickly realized that employment law was a perfect fit for someone with my goals — particularly the way we practice employment law at TELG, where we focus on achieving outcomes that are chosen by each individual client.”. Also contributing to Mr. Harrington’s success as an attorney: A lifelong interest in literature. Having majored in English Literature at the University of California, Los Angeles, he became a Writing Fellow at George Mason Law, where he also served as a senior staff member of the Federal Circuit Bar Journal. At The Employment Law Group, Mr. Harrington frequently works with new clerks on their legal writing skills.

Hagen Ganem concentrates his practice in the areas of mergers and acquisitions, corporate governance, and general corporate and securities matters.. Prior to joining Skadden, Mr. Ganem served as an attorney adviser in the SEC’s Division of Corporation Finance. As a member of the manufacturing and construction group within the division, he handled the legal review of Securities Act and Exchange Act filings, including IPO and business combination registration statements, proxy and information statements, and periodic and current reports. In addition, he served as a member of the Rule 14a-8 Shareholder Proposal Taskforce for two consecutive proxy seasons. During the 2012 proxy season, he was responsible for considering and recommending the disposition of no-action requests seeking to exclude proxy access proposals.. While in law school, Mr. Ganem spent a semester as a full-time intern in the division’s Office of Chief Counsel, where he worked on a variety of interpretative matters. He also spent three semesters as an intern in the legal department of a publicly traded company.

Getting a call from FINRA or SEC Enforcement telling you that your work as a securities broker is under investigation could be the worst day of your life. You have worked hard for years building your business. Now, with one wrongful allegation you can see it all swept away. But with expert counsel, it does not have to end that way. Stockbrokers and FINRA members need expert, experienced counsel when facing an investigation or disciplinary matter from FINRA or the SEC.. For more than 30 years, Gary Carleton was the one conducting those investigations at FINRA and SEC and now his firm, Carleton Law PLLC, brings all that experience to bear to defend brokers and FINRA firms who find themselves in that dreaded position. With all that experience advocating for your side, you will be much better prepared to take on the regulators.. Gary uses his extensive experience to quickly assess the seriousness of the matter and begin to develop a plan to address a resolution with FINRA or the SEC. He will lay out that strategy in straightforward, understandable terms. For a detailed description of Gary’s background and qualifications, visit his website .. Gary also runs a blog on FINRA enforcement investigations and disciplinary actions. You can find his blog on his website.Contact Gary’s office at to set up an appointment. Please be sure to leave your contact information for a return call or message within 48 hours.

For two years, I lived and practiced in London representing multinational corporations in complex mergers, acquisitions and financings.  I enjoy traveling and reading biographies.  I have also run 3 marathons.

Edward is a skilled litigator who focuses his practice on white collar criminal defense and business litigation. He has significant trial and appellate experience and regularly appears in federal courts in Pennsylvania and Washington, DC.. As a member of the White Collar Compliance & Defense Practice, Edward has taken leading and assisting roles in representing individuals and organizations under investigation for or charged with white collar offenses, and in responding to criminal and civil enforcement matters.. He also represents companies and professionals during internal investigations, before government agencies, and in federal courts for matters involving health care, securities, tax, banking, and investment advisor fraud as well as RICO issues.

Adriaen is a partner in the Litigation, Securities Enforcement, and Government Investigations & White Collar Crime practices. He focuses his practice on government investigations, criminal prosecutions, internal compliance issues, and a wide variety of other high-stakes litigation matters both in the United States and globally. As former Senior Counsel at the Division of Enforcement of the U.S. Securities and Exchange Commission (SEC), Adriaen employs the critical judgment, relevant knowledge, and practical skills learned from his time as a government enforcement attorney to defend clients embroiled in investigations and litigation brought by the SEC, Department of Justice (DOJ), and other federal agencies.. Adriaen represents public companies, financial services firms, accounting firms, and individuals. In addition to government litigation and investigations, clients rely on Adriaen in connection with class action suits, competitive business matters, Financial Industry Regulatory Authority (FINRA) matters, and state securities industry regulatory inquiries. He has an extensive background in global anti-corruption compliance and investigations, addressing issues in the context of the U.S. Foreign Corrupt Practices Act (FCPA), UK Bribery Act, France’s Loi Sapin II, and other anti-corruption measures for companies with global operations. In addition, Adriaen has advised and defended clients involved in federal and state False Claims Act investigations and litigation. He has represented executives and corporations as a partner at international law firms as well as leading the litigation and compliance departments of Fortune 200 public companies as chief litigation counsel and chief ethics and compliance officer. Adriaen provides clients contending with government investigations a course of action to avoid litigation and win at trial by developing a legal strategy driven by his experience advising board of directors and public company management.. Proudly serving his country as a U.S. Marine, Adriaen was an infantry platoon commander and then a judge advocate prior to entering private practice. Born in Belgium and raised abroad in a Foreign Service family, Adriaen’s background encompasses diverse cultures and modes of thinking, directly informing his counseling strategies and, in particular, his understanding of the particular needs of global companies with diverse workforces.