Firm: Levin Papantonio Thomas Mitchell Rafferty Proctor
Practice Areas: Civil , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud
Laura Sherling Dunning is an of counsel attorney in the Securities and Business Litigation practice group of Levin, Papantonio. Ms. Dunning has twice been recognized as an Alabama Super Lawyer Rising Star in Securities Litigation. Her practice focuses primarily upon representing individuals and entities seeking financial recovery for losses from securities fraud. Ms. Dunning has represented more than 300 victims of securities fraud in FINRA arbitration and in state and federal court. Her clients include state and municipal pension funds, as well as institutional and sophisticated investors, and she recently obtained a $1.95 million award in FINRA arbitration for a sophisticated investor who sustained losses in auction rate securities. Ms. Dunning’s practice also includes complex business litigation, whistleblower, class action and antitrust litigation.. Ms. Dunning is a frequent speaker on issues confronting the securities industry, including FINRA arbitration procedures, arbitrator selection, electronic discovery and how to vacate arbitration awards, and has served as a guest lecturer at the University of Alabama, School of Law. She is also a member of PIABA, an international organization of attorneys dedicated to the advancement of investors’ rights in the securities industry. Ms. Dunning is licensed to practice in Alabama, and has been admitted to the United States District Courts for the Northern, Middle and Southern Districts of Alabama.. Ms. Dunning graduated cum laude from Rhodes College with a Bachelor of Arts in English Literature. She received her juris doctor from the University of Alabama, School of Law in 2005, where she served as a Senior Editor on the Alabama Law Review and as a nationally competing member of the Campbell Moot Court Board. Ms. Dunning was a member of the Bench and Bar Legal Honor Society and served as an extern to the Honorable Sharon Lovelace Blackburn of the United States District Court for the Northern District of Alabama.. Prior to joining Levin Papantonio, Ms. Dunning practiced with Haskell Slaughter Young & Rediker in Birmingham, Alabama, where her nationwide civil litigation practice concentrated on securities matters in state and federal courts as well as AAA and FINRA arbitration.. In addition to her practice, Ms. Dunning is active member of her community, serving on the Executive Committee of the YWCA of Central Alabama’s Junior Board and as an attorney coach in the Civic Education Teen Court Project.. Her representative engagements include:
Contact: Not Available
Firm: Rumberger, Kirk & Caldwell
2001 Park Place North , Birmingham , Alabama 35203
Practice Areas: Banking & Finance, Election Campaign & Political , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud
Craig Hymowitz is a seasoned financial crime compliance executive. As General Counsel of COR Clearing LLP, Craig was hired to oversee the company’s compliance and remediation obligations following their consent to a $1 million FINRA penalty. Before joining COR, Craig was hired as Associate General Counsel of Sterne, Agee & Leach, Inc. to advise their compliance department on the restructuring of its anti-money laundering policies and procedures and transaction monitoring system.. Prior to going in-house, Craig was a partner at Blank Rome LLP in their Litigation and White Collar Defense and Investigations departments. While there, he co-founded and co-chaired the firm’s Anti-Money Laundering and Economic Sanctions working group.. Craig brings extensive experience advising executive leadership and business units on the evolving anti-money laundering, economic sanctions, anti-bribery and corruption compliance risks. His practice is focused on representing regulated entities in their dealings with state and federal regulators, law enforcement and self-regulatory organizations. He has represented banks, broker-dealers, and other financial institutions prepare for and defend themselves during regular and for cause examinations, helped negotiate and respond to regulatory findings, defended firms during enforcement actions, and oversaw any required remediation.. With a background in investigative journalism, internal investigations, and risk management Craig is highly skilled at assessing the specific legal, contractual, and regulatory risks facing financial institutions. He has built a reputation as a collaborative advisor dedicated to assisting his clients identify, navigate, and mitigate potential legal risks before they become legal problems.. Craig received his J.D. from the University of Pennsylvania Law School and his B.A. cum laude from Cornell University. He is AV peer review rated and a Certified Anti-Money Laundering Specialist (CAMS).
Contact: Not Available
Firm: Maynard, Cooper & Gale, PC
Practice Areas: General Practice, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud
Contact: Not Available
Firm: Ken Simon Law
Practice Areas: Business , General Practice, Government Agencies, Mediation, Securities , White Collar Crime, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud
Contact: Not Available
Firm: Donaldson & Guin, LLC
Practice Areas: Business Formation, Business , Family , Real Estate , Securities , Business, Business, Business, Business, Business, Business, Business, Business, Business, Securities & Investment Fraud
Contact: Not Available
