Securities & Investment Fraud lawyers in District of Columbia

Firm: SECIL Law PLLC

1701 Pennsylvania Ave., NW, Suite 200 , Washington , District of Columbia 20006

Practice Areas: Litigation, Securities & Investment Fraud, White Collar Crime

Adriaen is a partner in the Litigation, Securities Enforcement, and Government Investigations & White Collar Crime practices. He focuses his practice on government investigations, criminal prosecutions, internal compliance issues, and a wide variety of other high-stakes litigation matters both in the United States and globally. As former Senior Counsel at the Division of Enforcement of the U.S. Securities and Exchange Commission (SEC), Adriaen employs the critical judgment, relevant knowledge, and practical skills learned from his time as a government enforcement attorney to defend clients embroiled in investigations and litigation brought by the SEC, Department of Justice (DOJ), and other federal agencies.. Adriaen represents public companies, financial services firms, accounting firms, and individuals. In addition to government litigation and investigations, clients rely on Adriaen in connection with class action suits, competitive business matters, Financial Industry Regulatory Authority (FINRA) matters, and state securities industry regulatory inquiries. He has an extensive background in global anti-corruption compliance and investigations, addressing issues in the context of the U.S. Foreign Corrupt Practices Act (FCPA), UK Bribery Act, France’s Loi Sapin II, and other anti-corruption measures for companies with global operations. In addition, Adriaen has advised and defended clients involved in federal and state False Claims Act investigations and litigation. He has represented executives and corporations as a partner at international law firms as well as leading the litigation and compliance departments of Fortune 200 public companies as chief litigation counsel and chief ethics and compliance officer. Adriaen provides clients contending with government investigations a course of action to avoid litigation and win at trial by developing a legal strategy driven by his experience advising board of directors and public company management.. Proudly serving his country as a U.S. Marine, Adriaen was an infantry platoon commander and then a judge advocate prior to entering private practice. Born in Belgium and raised abroad in a Foreign Service family, Adriaen’s background encompasses diverse cultures and modes of thinking, directly informing his counseling strategies and, in particular, his understanding of the particular needs of global companies with diverse workforces.

1101 Pennsylvania Ave NW Fl 10 , Washington , District of Columbia 20004

Practice Areas: Securities & Investment Fraud, Licensing, Licensing, Licensing

Firm: Arnold & Porter LLP

555 Twelfth Street, NW , Washington , District of Columbia 20004

Practice Areas: Securities & Investment Fraud

Firm: Schertler Onorato Mead & Sears, LLP

555 13 Th St NW Ste 500 , Washington , District of Columbia 20004

Practice Areas: Securities & Investment Fraud

1700 G St NW , Washington , District of Columbia 20552

Practice Areas: Corporate & Incorporation, Mergers & Acquisitions, Securities & Investment Fraud

Firm: Fox Rothschild, LLP Attorneys At Law

1030 15th Street NW. , Washington , District of Columbia 20005

Practice Areas: Securities & Investment Fraud

Firm: Gary Carleton

2001 Massachusetts Avenue NW , Washington , District of Columbia 20036

Practice Areas: Securities & Investment Fraud

Getting a call from FINRA or SEC Enforcement telling you that your work as a securities broker is under investigation could be the worst day of your life. You have worked hard for years building your business. Now, with one wrongful allegation you can see it all swept away. But with expert counsel, it does not have to end that way. Stockbrokers and FINRA members need expert, experienced counsel when facing an investigation or disciplinary matter from FINRA or the SEC.. For more than 30 years, Gary Carleton was the one conducting those investigations at FINRA and SEC and now his firm, Carleton Law PLLC, brings all that experience to bear to defend brokers and FINRA firms who find themselves in that dreaded position. With all that experience advocating for your side, you will be much better prepared to take on the regulators.. Gary uses his extensive experience to quickly assess the seriousness of the matter and begin to develop a plan to address a resolution with FINRA or the SEC. He will lay out that strategy in straightforward, understandable terms. For a detailed description of Gary’s background and qualifications, visit his website .. Gary also runs a blog on FINRA enforcement investigations and disciplinary actions. You can find his blog on his website.Contact Gary’s office at to set up an appointment. Please be sure to leave your contact information for a return call or message within 48 hours.

Firm: LawVisory

1250 Connecticut Ave NW , Washington , District of Columbia 20036

Practice Areas: Securities Offerings, Business, Corporate & Incorporation, Tax, Securities & Investment Fraud

Mr. Jeff Smith is a highly experienced securities, tax, business, M&A, regulatory compliance, digital assets, capital markets, and FinTech attorney with over 26 years of experience strengthening the legal and compliance functions of financial services companies, investment advisers, broker-dealers, digital asset companies, family offices, technology companies, and investment vehicles. He has represented companies at all stages of maturity with their legal and compliance needs related to capital and debt raising efforts via private and public offerings. He has also served as Chief Legal Officer and Chief Compliance Officer for many companies while also working in the Director of Enforcement’s office at the Securities and Exchange Commission and serving as Investigative Counsel for President Obama at the Financial Crisis Inquiry Commission. Mr. Smith also serves on public company boards and was highly instrumental in facilitating the merger between Digital World Acquisition Corp and Trump Media & Technology Group, resulting in Trump Media becoming a publicly traded, well-resourced company. Mr. Smith also advises presidents, heads of parliament and ministers throughout Africa as part of his work in international economic development and is an expert in tax structuring and asset preservation planning. He has also been a pioneer in the development of tradable fractional and partitioned interests in rarities and real world asset tokenization as a co-founder of RarityX.. CREDENTIALS

Firm: The Employment Law Group, P.C.

888 17th Street NW , Washington , District of Columbia 20006

Practice Areas: Employment, Discrimination, Wrongful Termination, Investment Fraud, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor, Securities & Investment Fraud, Discrimination, Wrongful Termination

Honored by Super Lawyers as a “Rising Star” for five years running, Mr. Harrington has extensive experience representing private-sector and federal employees in cases that involve discrimination, retaliation, whistleblowing, contract disputes, wage violations, and other violations of employment and civil rights laws.. Mr. Harrington is admitted to practice law in Virginia, Maryland, and the District of Columbia, and he has represented clients in federal courts nationwide. He also has deep experience before state and federal administrative bodies including the EEOC, the MSPB, and various arms of the U.S. Department of Labor.. Mr. Harrington represents clients who have suffered harm under a wide variety of laws, including Title VII of the Civil Rights Act of 1964; the Americans with Disabilities Act; the Family and Medical Leave Act; the Uniformed Services Employment and Reemployment Rights Act; the Whistleblower Protection Act; the False Claims Act; the Sarbanes-Oxley Act (SOX); and state and local laws such as the D.C. Human Rights Act and the Maryland Fair Employment Practices Act.. Among his notable victories is a $1.36 million jury verdict for violation of the anti-retaliation provision of the False Claims Act.. Law is Mr. Harrington’s second full career. He joined The Employment Law Group as a litigation law clerk while attending the George Mason University School of Law as an evening student. Following his graduation from George Mason Law, he was named as an associate of the firm — and in 2013 he became the first former law clerk to ascend to ownership at The Employment Law Group.. Before attending law school, Mr. Harrington worked for 19 years in various positions at the National Association of Securities Dealers (now known as FINRA) and the NASDAQ Stock Market. In addition to helping him represent employees who report breaches of SOX, his background in financial regulation drove a strong commitment to address the imbalance of power between corporations and workers.. “I went to law school to make a positive difference for people whose civil rights have been violated &msash; especially people who have been wronged despite working hard and playing by the rules,” he explains. “I joined TELG to gain practical legal experience while I studied, and I quickly realized that employment law was a perfect fit for someone with my goals — particularly the way we practice employment law at TELG, where we focus on achieving outcomes that are chosen by each individual client.”. Also contributing to Mr. Harrington’s success as an attorney: A lifelong interest in literature. Having majored in English Literature at the University of California, Los Angeles, he became a Writing Fellow at George Mason Law, where he also served as a senior staff member of the Federal Circuit Bar Journal. At The Employment Law Group, Mr. Harrington frequently works with new clerks on their legal writing skills.

Firm: Nelson Mullins Riley & Scarborough

101 Constitution Avenue Northwest Suite 900 , Washington , District of Columbia 20001

Practice Areas: Securities & Investment Fraud

Firm: FOX ROTHSCHILD LLP

1030 15th Street, NW , Washington , District of Columbia 20005

Practice Areas: Securities & Investment Fraud, Government Contracts, Health Care, Tax Fraud & Tax Evasion, Federal Crime, White Collar Crime

Edward is a skilled litigator who focuses his practice on white collar criminal defense and business litigation. He has significant trial and appellate experience and regularly appears in federal courts in Pennsylvania and Washington, DC.. As a member of the White Collar Compliance & Defense Practice, Edward has taken leading and assisting roles in representing individuals and organizations under investigation for or charged with white collar offenses, and in responding to criminal and civil enforcement matters.. He also represents companies and professionals during internal investigations, before government agencies, and in federal courts for matters involving health care, securities, tax, banking, and investment advisor fraud as well as RICO issues.

2001 K St NW , Washington , District of Columbia 20006

Practice Areas: Corporate Finance, Securities , Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings, Corporate & Incorporation, Securities & Investment Fraud

Firm: Locke Lord LLP

701 8th St NW Ste 700 , Washington , District of Columbia 20001

Practice Areas: Securities & Investment Fraud

Firm: U.S. Commodity Futures Trading Commission

1155 21st Street, NW , Washington , District of Columbia 20581

Practice Areas: General Practice, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud

Firm: Benach Legal Services

1333 H Street, NW , Washington , District of Columbia 20005

Practice Areas: Litigation, Securities & Investment Fraud, Criminal Defense, White Collar Crime

Firm: Barton & Downes LLP

1633 Connecticut Avenue NW , Washington , District of Columbia 20009

Practice Areas: Employee Benefits, Securities & Investment Fraud, Employment & Labor, Military Law