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Securities & Investment Fraud lawyers in New Jersey

Explore New Jersey attorneys like Alex Schmidt in cities like cranford. These attorneys specialize in Securities & Investment Fraud in Zip codes like 07016.

Alex Schmidt

Jacob Wentwort

Alex Schmidt

Firm: Lubiner Schmidt Palumbo

123 north union ave Suite 305 , cranford , New Jersey 07016

Practice Areas: Securities & Investment Fraud

I specialize in broker dealer, securities law and criminal law. I provide legal counsel to broker dealers and investment advisors, as well as investors seeking to pursue a claim in litigation or more likely through FINRA arbitration. Prior to law school, I worked for a number of years as a Series 7 broker and Series 66 investment advisor. My practice area also focuses on regulatory inquiries and investigations, from FINRA, the SEC, as well as the New Jersey Bureau of Securities. I also handle employment related legal issues pertaining to financial advisors and registered representatives such as the Broker Protocol, FINRA expungement, and FORM U5 Reformation.

Contact: Not Available

Jacob Wentworth

Firm: Prudential Financial

655 Broad St Fl 9 , Newark , New Jersey 07102

Practice Areas: Securities & Investment Fraud

Contact: Not Available

Michael Giarrusso

Firm: Giarrusso Law Group LLC

111 Town Square Place, Suite 1203 , Jersey City , New Jersey 07310

Practice Areas: Securities & Investment Fraud

Financial services attorney primarily focused on resolving disputes through securities arbitration before the Financial Industry Regulatory Authority (FINRA), in addition to state and federal court litigation on select securities and consumer matters. On behalf of aggrieved investors, seek recovery of investment losses due to defective financial products or the wrongdoing of a broker or wealth manager. On behalf of securities industry professionals, offer representation on a broad range of matters including broker transitions, compensation-related disputes and employment matters including U5 expungement.

Contact: Not Available