Securities Offerings
Lawyer in ZIP Code 94107 - San Francisco
Jason R. Sanderson
is a highly-rated securities offerings lawyer in ZIP code 94107 , San Francisco , California. Explore local securities offerings case examples , more lawyers nearby zip 94107 , San Francisco and FAQs.
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Common Securities Offerings Case Examples in zip 94107
Issuance and sale of securities to investors. Case Example: SEC v. Theranos (2018): Case involving fraudulent securities offerings. Judgment: The court imposed penalties on Theranos and its executives for misleading investors.
Compare and choose Securities Offerings Lawyers in Zip 94107
Location:
90049, Los Angeles, California Phone: Not Available Firm: SEC Law Firm
Lance Jon Kimmel is the founding and managing partner of SEC Law Firm, which represents growth companies around the globe and the regulated professionals who serve them. Mr. Kimmel’s practice focuses on public and private securities offerings, going public transactions, SEC reporting, corporate governance, representation of companies before the SEC and stock exchanges, mergers and acquisitions, and SRO compliance for investment bankers, auditors and other service providers. He handles capital raising at every level, from seed capital to initial public offerings, from reverse mergers to PIPEs, from equity credit lines to bank credit facilities. Mr. Kimmel is actively involved in alternative public offering strategies, including reverse mergers for domestic and Chinese companies in the United States, and working with private and public companies going public or dual listing internationally in the U.K., Canada and Germany.. His clients reflect the spectrum of 21st century business, from manufacturing to medical devices, from biotechnology to green technology, from financial services to the entertainment industry, from real estate to consumer goods.. As one of the most frequently quoted securities attorneys in America, Mr. Kimmel has contributed his insights to NPR Marketplace, Dow Jones, Sky Radio, the Los Angeles Times, Bloomberg Forum and Financier Worldwide, among other mainstream and financial broadcast and print media around the world. Mr. Kimmel has written numerous articles and speaks often on current legal issues in the corporate finance and corporate governance arenas in the U.S., Europe and China. He co-chairs the Growth Capital Conference in Los Angeles, serves on the Securities Regulation Committee of the American Bar Association, served as a national coordinator of the SEC’s Small Business Forum, has given testimony to the SEC’s Advisory Committee on Smaller Public Companies on reform proposals to ease the burdens of the Sarbanes-Oxley Act for smaller reporting companies, and has been keynote speaker at the National Investment Bankers Association.. SEC Law Firm has been named 2015 International Securities Law Firm of the Year (U.S.) by Corporate LiveWire in the UK and is listed in the 2015 Financier Worldwide Corporate Advisor Handbook. The firm is an approved Designated Advisor on Disclosure (DAD) for the OTCQX stock market.
Location:
91423, Sherman Oaks, California Phone: Not Available Firm: Homeier & Law, PC
Charles Kaufman practices corporate, securities, and business transactional law in Los Angeles. He has over 20 years of experience representing public and private companies in a broad range of industries, including medical devices, healthcare, software, nanotechnology, film and music production, garment manufacturing, retailing, real estate investment, and semiconductors. He has extensive experience advising public companies on securities regulation and compliance and advising both new and established companies on public and private offerings of equity and debt securities, mergers and acquisitions, corporate governance, Sarbanes-Oxley and Dodd-Frank regulation, global compliance, conflicts and special committee concerns, internal investigations, listing and delisting, crisis management, and insolvency. His practice also includes international joint venturing and development agreements in addition to supply and distribution agreements, licensing agreements, and general corporate transactions. Charles has attended over two hundred public company board and committee meetings as board counsel.. Prior to joining Homeier Law PC, Charles served as Vice President, General Counsel, Corporate Compliance Officer and Corporate Secretary for STAAR Surgical Company, a multinational medical device company headquartered in Monrovia, California. While there, he took a leading role in a complete revamping of the company’s FDA compliance systems and served as securities counsel in over $60 million in public and private capital raising, in addition to a $75 million universal shelf registration.. Prior to STAAR Surgical Company, Charles was an associate at the Los Angeles office of Sheppard, Mullin, Richter & Hampton where his practice included advising numerous public companies on disclosure, corporate governance and securities law compliance, initial and secondary public offerings, going private transactions, reorganizations, and tender offers. He advised both public and private companies on mergers and acquisitions and equity compensation and advised newly formed enterprises on corporate organization and financing.. Prior to Sheppard Mullin, Charles was an associate in the Los Angeles office of Morrison & Foerster LLP. Transactions there included issuer and underwriter representation in public offerings, private placements (including venture and angel financing), and public and private mergers, acquisitions, and dispositions. He also advised 501(c)(3) corporations and other nonprofits on formation, conversion, and mergers and acquisitions.. Charles received his J.D. from UCLA School of Law and a B.A. in English from UCLA. He is a member of the State Bar of California.
Location:
94111, San Francisco, California Phone: Not Available Firm: Cole-Frieman & Mallon LLP
As Partner at Cole-Frieman & Mallon LLP, Tony regularly counsels registered investment advisers, private fund managers, and digital asset companies in regulatory and operational matters, including fund formation and structure, registration, and compliance. He provides a full suite of legal services to the investment management community, including hedge fund, private equity fund, venture capital fund, mutual fund formation, adviser registration, counterparty documentation, SEC, CFTC, NFA and FINRA matters, seed deals, hedge fund due diligence, employment and compensation matters, and routine business matters.. Tony's areas of practice include:. When he is not working, he enjoys playing basketball and coaching his two young children's sports teams, snowboarding in the mountains of Colorado, or body boarding in Hawai'i.
