Securities & Investment Fraud Lawyers in zip code 98104 | 10 Available

I am an attorney who concentrates on representing investors who lost money in investments, whether it was through neglient advice of an advisor, or through fraud and theft.  While we primarily handle cases in FINRA (Financial Industry Regulatory Authority) arbitration, we also handle claims before the American Arbitration Association (AAA) and Judicial Arbitration & Mediation Services (JAMS).. Our attorneys have represented over one thousand investors in state and federal court.  I am licensed to practice in the States of Washington, Illinois, and Florida.  I am also licensed in the Western District of Washington, the Northern District of Illinois, the Central District of Illinois, the District of Colorado, and the Seventh Circuit Court of appeals.. Many investors are unaware that they can sue their financial advisor or broker if the broker makes investment recommendations to them that are not suitable for the investor's risk tolerance, investment objectives, or financial resources like net worth and income.  If your advisor recommended an investment that does not match your wants and needs, your advisor and his firm could potentially be liable to you.  Moreover, your financial advisor can also be liable for making misrepresentations about the risks and characteristics of an investment or security to you.. In addition to representing aggrieved or defrauded investors, we also represent clients who:. a) need a new will or other estate planning documents,. b) are looking to set up a new business entity (such as corporations, LLCs, and partnerships),. c) are interested in trademarking or copyrighting an idea of theirs, or. d) seek advice for other areas of law.. Our firm has offices in the Seattle area and Denver.  Please call us at or to set up an appointment.

Area of Practice: Securities & Investment Fraud

Zip code: 98104, Seattle, Washington

David Neuman Avvo Reviews
David was helpful in solving my case. In fact, I could not have done this without his expert legal k ...

Contact: Not Available
Israels & Neuman PLC.
506 Second Avenue, Suite 1400.

Michael D. Kennedy, partner with The White Law Group, is a member of the Illinois and Chicago Bar Associations, as well as a member of the Public Investors Arbitration Bar Association (PIABA), an association of securities attorneys who dedicate their practices to the representation of investors defrauded by their financial professional or brokerage firm.. Mike’s practice is primarily dedicated to representing defrauded investors in arbitration cases before the Financial Industry Regulatory Authority (“FINRA”) in the pursuit of recovery of his clients’ investment losses. In his time with The White Law Group, Mike has represented more than 350 investors in FINRA arbitration claims as well as in state court proceedings and other arbitration forums. Mike’s experience has afforded him with a deep knowledge of the laws and regulations governing the securities industry in its duties to the investing public. His cases have included claims relating to, among others, unsuitable investment recommendations, negligence, fraud, failure to supervise, breach of fiduciary duty, failure to perform adequate due diligence before recommending an investment product to the investing public. While his practice is dedicated primarily to representing investors in securities claims, Mike has experience in commercial litigation, personal injury law, landlord-tenant disputes, and collections cases.. In 2021, Mike was selected to the 2021 Illinois Rising Stars list by the SuperLawyers organization. Rising Stars is a designation of top-rated practicing attorneys selected through extensive evaluation.. He graduated from the University of South Carolina and then from the DePaul University College of Law, where he also received his Certificate in Business Law. Prior to beginning his legal career, Mr. Kennedy was a teacher. To this day, he takes pride in helping the White Law Group’s clients to understand their case and keeping them informed at every stage of the process so that his clients can make educated choices about their cases.. Away from the office, Mike spends his time with his wife and daughter and is an avid sports fan, following Chicago’s professional teams and his alma mater, the University of South Carolina.

Area of Practice: Securities & Investment Fraud

Zip code: 98104, Seattle, Washington

Michael Kennedy Avvo Reviews
Fact, it felt like he was our own personal attorney. Mr. Kennedy and staff kept us consistently info ...

Contact: Not Available
The White Law Group, LLC.
450 Alaskan Way S..

Area of Practice: Class Actions, Corporate , Securities , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud

Zip code: 98104, Seattle, Washington



Contact: Not Available
Wilson Sonsini Goodrich & Rosati.
701 Fifth Avenue Suite 5100.

Area of Practice: Corporate , Environmental , Intellectual Property , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud

Zip code: 98104, Seattle, Washington



Contact: Not Available
Bryan Cave Leighton Paisner LLP.
999 3rd Ave Ste 4400.

I have had a diverse complex litigation practice for nearly three decades.  The focus of my practice is representing public companies, directors and officers,  board committees, major accounting firms, and underwriters in class action securities litigation, derivative litigation, internal investigations, and SEC investigations.  I also have substantial experience in large contract disputes, including representation of the successful party in AAA arbitration with more than $1 billion in damages at stake.  I have represented clients in the software, computer hardware, biotech, energy, telecom, retail, financial, hospitality, and professional services industries.

Area of Practice: Antitrust & Trade Regulation, Professional Malpractice, Securities , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud

Zip code: 98104, Seattle, Washington



Contact: Not Available
Orrick Herrington & Sutcliffe.
701 Fifth Avenue Suite 5600.

Area of Practice: Securities & Investment Fraud

Zip code: 98104, Seattle, Washington



Contact: Not Available
Orrick Herrington & Sutcliffe.
701 Fifth Avenue Suite 5700.

Greg Watts is a partner at Wilson Sonsini Goodrich & Rosati, where he focuses on securities and complex commercial litigation, primarily defending companies and their directors and officers in securities class actions, shareholder derivative actions, contested mergers and acquisitions, and SEC investigations and enforcement proceedings. He also advises audit committees, special committees, and boards of directors in internal investigations.. Greg has represented companies and their directors and officers in dozens of securities class action and shareholder derivative lawsuits. He has had great success in winning these cases, including most recently on behalf of PowerSecure International, Globus Medical, Starbucks, Atossa Genetics, Sterling Financial, Solta Medical, and Nighthawk Radiology. Due to his expertise, Greg has represented clients around the country in federal and state court, including in Alabama, California, Colorado, Delaware, Idaho, Missouri, North Carolina, Texas, and Washington.. Greg has extensive experience defending companies and individuals in connection with SEC investigations, including those involving financial reporting and accounting fraud allegations, disclosure issues, and potential insider trading violations. In SEC matters, he has represented clients at every stage—from the inception of an SEC inquiry through the Wells Notice (the point at which the SEC enforcement staff recommends the initiation of a lawsuit) to bench and jury trials. On many occasions, an enforcement action ultimately was not filed.. Greg frequently conducts board, audit committee, and special committee internal investigations. These investigations often are time sensitive, complex, and/or involve highly confidential corporate information, and Greg prides himself on working with board members and outside auditors to develop cost-effective investigation procedures.

Area of Practice: Securities & Investment Fraud

Zip code: 98104, Seattle, Washington



Contact: Not Available
Wilson Sonsini Goodrich & Rosati.
701 Fifth Avenue.

Area of Practice: Securities & Investment Fraud

Zip code: 98104, Seattle, Washington



Contact: Not Available
Wilson Sonsini Goodrich & Rosati.
701 Fifth Avenue Suite 5100.

I am a business transactions lawyer and have been practicing for 7 years during which time I have done M&A work as well as securities work. I have entensive knowledge and experience with executive compensation disclosure issues.. I am a transplant from New York and I am a huge Jets fan.  I enjoy playing lacrosse, mountain biking, snow boarding, wine tasting and spending time with my two sons.

Area of Practice: Securities & Investment Fraud

Zip code: 98104, Seattle, Washington



Contact: Not Available
Impact Law Group.
719 Second Avenue.

Welcome to my Avvo profile. I am a trial attorney and I handle a wide variety of disputes such as minority shareholder disputes, trust and estate litigation, discrimination and sexual harassment cases, fraud, product liability and professional malpractice cases. If you believe your legal interests have been harmed, please contact me to see whether I may be the right attorney for you.

Area of Practice: Securities & Investment Fraud

Zip code: 98104, Seattle, Washington



Contact: Not Available

800 5th Ave Ste 4100.