Roberto Moreiro - Washington Financial Markets And Services Lawyer Reviews & Ratings
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About Roberto Moreiro
Robert has over 20 years of considerable experience in financial services, advising Registered Investment Advisers and Broker-Dealers regarding regulatory and compliance issues. With a deep understanding of the federal securities laws, Robert provides Registered Investment Advisers and Broker-Dealers comprehensive and diverse services relating to all aspects of the federal securities laws, FINRA rules, and BSA/AML regulations. He has represented Registered Investment Advisers, Broker-Dealers, and associated persons being examined, investigated, and prosecuted by the SEC, FINRA, other self-regulatory organizations and state regulators. He has assisted several Registered Investment Advisers in establishing SEC and/or state registration including drafting and filing all of the required documentation plus creating required compliance policies and procedures.
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Quick Summary Information for lawyer Roberto Moreiro on Lawbamba
- Free or Complimentary consultation may be available for a few hours.
- Washington Lawyers Fees is generally in the range of $266-$411 per hour.
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Financial Markets and Services Attorney Washington (18 lawyers)
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