Top Securities Lawyers Near Me in Salt Lake City Area

Russell K. Smith is a shareholder and chair of Durham Jones & Pinegar's Business & Finance Section. Mr. Smith represents private companies in a broad range of industries and sectors, including venture capital, life sciences, software, internet, real estate, manufacturing, retail, telecommunications and energy (including oil and gas).. Mr. Smith regularly advises start-up and emerging-growth companies from formation through liquidity event in matters including governance, debt and equity financing, equity incentive compensation, and mergers and acquisitions. Mr. Smith also represents venture capital firms, strategic corporate investors, and angel investors in their investments in start-up companies. Many of his clients are partnership and LLCs for whom he provides sophisticated management, capital strategy, and partnership tax advice.. Mr. Smith has been directly involved with LLC and partnership legislation in California and Utah. Most recently, Mr. Smith played a prominent role drafting and helping to pass Utah’s version of the Revised Uniform Limited Liability Company Act. The Business Section of the Utah Bar Associate honored Mr. Smith as the 2012-2013 Distinguished Business Law Practitioner of the Year.

Paul T. Moxley is a shareholder in the Durham Jones & Pinegar's litigation section. Mr. Moxley has been engaged in the practice of law since 1973 and handles all sorts of complex matters including securities litigation, civil and criminal, products liability matters, intellectual property and a wide array of commercial litigation. Following law school, he was a law clerk to David Lewis who was Chief Judge of the Tenth Circuit for the United States Circuit Court.. Paul Moxley was “Distinguished Lawyer of the Year” by the Utah State Bar for 2009-2010.  Paul Moxley is rated “AV Preeminent” by Martindale-Hubbell, which is the highest rating awarded to attorneys for professional competence and ethics. He is a past President of the Utah State Bar, the National Conference of Bar Presidents and has served in the House of Delegates of the American Bar Association.

N. Todd Leishman’s practice concentrates on corporate and business law with emphasis on representing sellers in sales of privately owned companies to financial and strategic buyers; acquirers in mergers and acquisitions; and companies in debt and equity financing transactions. Mr. Leishman also acts as an outside general legal advisor to emerging and established companies. Mr. Leishman frequently negotiates and drafts complex commercial contracts such as manufacturing, licensing, lending and distribution agreements. He also advises clients about governance issues in privately held entities, and he often works closely with the firm’s litigation department in connection with corporate-governance lawsuits.

Mr. Randall is the Chair of the Durham Jones & Pinegar's Environment, Energy and Resources Practice Group and practices in the Salt Lake City office.. Mr. Randall’s practice includes managing industrial facility siting, permitting, and compliance issues under federal, state and local environmental laws and regulations. He also regularly represents clients in matters involving Superfund liability, Clean Water Act permitting and compliance, wetlands permitting, worker health and safety, pipeline health and safety laws and regulations and environmental management programs. He has a sound working knowledge of energy law issues and intrastate and interstate public utility practice areas, including state PSCs and FERC. Mr. Randall has particular expertise in site investigation, remediation, and redevelopment, having assisted in the acquisition, management and redevelopment of numerous environmentally sensitive properties, including many NPL-listed Superfund sites.. Mr. Randall has been directly involved in the redevelopment of thousands of acres of properties that now support residential, industrial, commercial and recreational uses. He also has substantial experience in prosecuting and defending Superfund cost recovery and contribution matters, including the development of cost allocations involving complex, multi-party sites.. Mr. Randall’s practice also includes assisting regulated and non-regulated municipal and investor-owned utilities, regulated petroleum and natural gas pipelines, independent power producers with coal mining joint ventures, purchase and transportation of coal and other energy resources, management of coal combustion byproducts, transmission access, siting and rights-of-way acquisition, water rights and state and local taxation matters.. His experience includes work on significant operational-level issues for large municipal and investor-owned electric generators in Utah, Illinois, Pennsylvania and Montana. His work included coal mining joint venture issues, short and long term coal purchase and sales and transportation contracts (as well as dispute resolution), management of coal combustion byproducts, interconnection, transmission, and other operational-level environmental, utility and regulatory matters.. In addition to his full-service environmental practice, Mr. Randall has had tremendous opportunities to provide substantive transactional support for dozens of prominent energy sector transactions, some of which ranged into multiple billions of dollars of value.. Mr. Randall has a strong and active litigation background, starting with his trial-court level clerkship in federal court with Judge Larry M. Boyle of the United States District Court of Idaho.

Mr. Lebrecht represents company clients primarily in the areas of corporate finance (including private placements, public offerings, and Securities and Exchange Commission and blue sky compliance), public company disclosure (including ’33 Act registrations and ’34 Act reporting requirements), and mergers and acquisitions (including asset and stock purchases and restructurings). He also represents individual directors, and boards of directors, with respect to corporate governance, fiduciary duties, internal investigations, and risk management. He practices before the SEC and FINRA on matters involving issuers, broker-dealers, and other service professionals. He has served as a director of both for-profit and non-profit entities, been named one of the Best Lawyers in America for Mergers & Acquisitions each year since 2006, presented at the SEC’s Roundtable on Microcap Securities in 2011, been named one of Orange County’s top lawyers, been active in the corporations and securities law committees of the California and Utah state bars, and maintains active blogs on securities, board, and M&A topics .

Mr. Jones is a founder of Durham Jones & Pinegar and serves on the firm’s Board of Directors. His high-energy, intense representation of his clients is unsurpassed. Mr. Jones’s practice concentrates on corporate and securities matters, although he was a dynamic litigation attorney in earlier days. He regularly represents public and private companies in a broad range of matters, including:. Mr. Jones maintains an “AV” rating with Martindale/Hubbell, which is the highest rating awarded to attorneys for professional competence and ethics.

Leonard W. Burningham (AV). Leonard has over 54 years of legal experience involving securities laws and merger and acquisition transactions, and has been instrumental in the completion of well over 200 mergers or acquisitions involving publicly-held companies, while also serving as a consulting lawyer to a substantial number of other lawyers across the United States that were involved in similar securities transactions.  His expertise in rendering legal opinions on the resale of “restricted securities” of publicly-held companies is widely known and respected in the legal community and the broker-dealer and stock transfer agency industries, including Rule 144 legal opinions and Section 4(a)(1) legal opinions under the Securities Act of 1933, as amended (the “Securities Act”).  Leonard graduated from Westminster College, a private university in Salt Lake City, Utah, in 1967, where he served as Student Body President in the Fall Semester of 1966; he went on to graduate from the University of Utah College of Law in 1970, before entering private practice.  In 1971, he was named the youngest partner in the law firm of Moffat, Welling, Taylor and Paulsen, a successor to the long established and highly respected law firm of Moffat, Iverson and Taylor, before returning to a private practice in 1978. From 1978 to the present, Leonard has limited his legal practice solely to matters involving securities laws, rules and regulations, primarily in the areas of mergers and acquisitions and legal opinions regarding the resale of restricted securities.  He was admitted to the Utah State Bar Association in 1970, and is authorized to appear in all Utah courts, as well as the United States District Court for the District of Utah (1970) and the United States Supreme Court (2011), from which he resigned on May 13, 2024, in protest of the reversal of the Dobb's decision and the court's ruling on "Presidential Immunity." During his legal career, Leonard has served: (i) as an Arbitrator of securities disputes for the National Association of Securities Dealers, Inc. (now known as the “Financial Industry Regulatory Authority”); (ii) as an Expert Witness in state and Federal courts on matters relating to “reverse mergers,” securities law registration exemptions and the application and construction of federal and state securities laws in various situations and transactions; (iii) as a member and panelist of the Utah State Bar Association’s Securities Subsection; and (iv)  as the co-Chairman of the Bar’s Fall Forum on the use of wireless and paperless technologies (2004).  In his early years of litigation practice, he was trial counsel in the often quoted cases of Kerbs v. Fall River Industries, Inc., 502 F. 2d 731 (10th Cir. 1974) and Zabriskie v. Lewis, 507 F.2d 546 (10th Cir. 1974), which respectively held “Moreover, one who aids and abets a fraudulent scheme may be held accountable even though his assistance consists of mere silence or inaction” (p.741); and while favorably citing the language of Kerbs on aiding and abetting, found that the short term promissory note delivered in Zabriskie was a “security” that was not exempt from registration under the Securities Act, and that the issuance of the promissory note constituted a sale or disposition of a security in violation of 15 U.S.C. 78(c)(14) of the Securities Act.. Leonard served in the U.S. Military during 1961 and 1962 as a member of the Utah National Guard, which was called to active duty during the “Berlin Crisis,” when the Berlin Wall was built overnight on August 13, 1961.  He was honorably discharged in 1962.. He has been especially fortunate in having the continuing opportunity to practice law with two of his sons, Branden T. Burningham, Esq. (since 1994) and Bradley C. Burningham, Esq. (since 2003 [Bradley has presently taken an inactive status with the Utah Bar and is pursuing other business activities]).. Leonard was also the founder of the Utah Bar Association’s Annual Food and Clothing Drive for the Homeless and less fortunate members of our society in 1990, serving as its  Chairman for over 31 years, and continues to serve as its co-Chairman today.

Jeanene Patterson is a business and securities attorney admitted to practice in Utah, Delaware and New York.  Her practice involves the representation of corporations and limited liability companies in their formation and operation, contract review and negotiation, mergers and acquisitions, sales and purchases of assets or stock, venture capital transactions, corporate finance transactions, and general Delaware and Utah business entity matters.. Ms. Patterson’s securities experience includes private placements of debt and equity securities, periodic SEC filings, registered debt and equity offerings, initial public offerings, exchange offers, tender offers, consent solicitations and corporate restructurings.

I  practice in the areas of Business and Corporate Governance, Trademark and Copyright, Cybersecurity, Media law, Nonprofit law, Technology law, and Real Estate. I represent and advise clients in the areas of high tech, construction, healthcare, non-profit, the arts, advertising, technology, publishing, hospitality, and retail, among others. I have negotiated, drafted, reviewed, and revised scores of business and personal contracts and related agreements, including corporate and LLC documents, purchase contracts, assignments, commercial leases, HOA documents, technology licenses, IP agreements, service contracts, and loan documents, among many others. As a former communications professional, I focus on accessibility and providing exceptional personalized service to each client.. I began my career as a journalist and magazine editor.  As such, I had the opportunity to ask a lot of questions.  That background provides me with invaluable experience in carefully listening to clients as a means of seeking to understand their issues. I have also been a small business owner, which gives me insights into the issues entrepreneurs face as they attempt to juggle multiple responsibilities, including management, employee relations, intellectual property and trade secrets, and regulatory requirements.. I seek  to collaborate with clients and remain in close contact as we undertake a project.  By working together, we can effectively identify issues and weigh possible solutions. I have found that when a client is fully informed and has an opportunity to consult with his or or her lawyer, some of the anxiety  that the legal system inspires dissipates and problems seem less overwhelming. I'm also a firm believer in the old adage that the only stupid question is the one left unasked.. My hobbies include hiking and backpacking with my wife, daughter, and two golden retrievers, collecting first edition books about the Southwest, and playing bluegrass music on the guitar and dobro.

Anthony Panek represents clients in complex business transactions, business formations, non-registered offerings and stock transactions (Rule 144, Section 4(a)(1), Reg D, Reg A, etc.), mergers and acquisitions, partnership and corporate tax matters and structuring, estate planning, venture capital, and state tax controversies. Anthony has previously worked with interested groups and individuals in drafting proposed legislation at the state and federal level.. Anthony’s clients range from established companies, funds, small businesses, oil and gas companies, broker-dealers, early-stage start-ups, middle-stage companies, trade group and associations, private individuals, and individual investors.. Anthony is an arbitrator for FINRA and was an Honors Clerk with Securities and Exchange Commission and U.S. Congress. Anthony previously served as Assistant Attorney General in the Tax, Antitrust, and Financial Services division of the Utah Attorney General’s Office and as General Counsel for a large OTC Broker-Dealer.. In his spare time Anthony is an avid fly-fisherman, golfer, and marksman. He enjoys baseball, horse racing, gardening, and spending time on his family’s ranch in rural Utah.

Experienced Securities attorney serving clients in Salt Lake City and surrounding areas.

Experienced Securities attorney serving clients in Salt Lake City and surrounding areas.

Experienced Securities attorney serving clients in Salt Lake City and surrounding areas.

Experienced Securities attorney serving clients in Salt Lake City and surrounding areas.

Experienced Securities attorney serving clients in Salt Lake City and surrounding areas.