Securities Offerings lawyers in California Alison Pear to John Thomas

Firm: TroyGould

1801 Century Park East , Los Angeles , California 90067 Zip code: 90067

Practice Areas: Securities Offerings

My practice includes general corporate law, including mergers and acquisitions, private equity transactions and securities law. I've worked with clients in the tech, manufacturing, banking and life sciences industries.

3326 Pasadena Ave , Long Beach , California 90807 Zip code: 90807

Practice Areas: Securities Offerings

Firm: Cole-Frieman & Mallon LLP

255 California St Ste 1350 , San Francisco , California 94111 Zip code: 94111

Practice Areas: Securities Offerings

As Partner at Cole-Frieman & Mallon LLP, Tony regularly counsels registered investment advisers, private fund managers, and digital asset companies in regulatory and operational matters, including fund formation and structure, registration, and compliance. He provides a full suite of legal services to the investment management community, including hedge fund, private equity fund, venture capital fund, mutual fund formation, adviser registration, counterparty documentation, SEC, CFTC, NFA and FINRA matters, seed deals, hedge fund due diligence, employment and compensation matters, and routine business matters.. Tony's areas of practice include:. When he is not working, he enjoys playing basketball and coaching his two young children's sports teams, snowboarding in the mountains of Colorado, or body boarding in Hawai'i.

Firm: Evans Law, PC

17542 E 17th Street , Tustin , California 92780 Zip code: 92780

Practice Areas: Securities Offerings

Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and debt and related agreements, over $130 million of acquisitions and dispositions in oil and gas leases, oil and gas drilling rigs and equipment, mineral sales and leasing and investment real estate, SEC and state investigations and enforcements as well as the successful defense in arbitrations and litigation cases and favorable settlements in various forums or courts in several states.. Prior to forming Evans Law, PC and its predecessors, Evans served in various legal and executive capacities with both public and private companies in the finance, energy and real estate industries. Immediately prior to the firm, Evans successfully formed, was granted membership and served as the chief executive officer and chief compliance officer of a FINRA member firm focused on investment banking and bringing quality investments to the independent broker-dealer channel. He was responsible for all aspects of the broker-dealer, including legal, compliance, strategic direction and due diligence on offerings. In addition, he provided contractual due diligence for a top 50 independent broker-dealer and provided advisory services to other investment management companies.. Prior to returning to California, Brett Evans was the general counsel and chief operating officer of Texas Energy Holdings, Inc., a vertically integrated, Inc. 500 oil and gas company primarily drilling and operating in Texas. In his role, Evans worked on all acquisitions, both oil and gas leases (negotiation, due diligence and purchase and sale agreements), major equipment purchases and building and land acquisitions. From a securities standpoint, he drafted all private placement memoranda for oil and gas syndications in both drilling and production programs, whereby the company increased assets under management from $10 million to over $100 million. Further, Evans oversaw corporate controls and policies, managed potential litigation and risk as well as handled other corporate legal matters for its affiliated companies and joint venture enterprises.. Prior to Texas Energy, Brett Evans was securities counsel and vice president of private programs for Grubb & Ellis Realty Investors (f/k/a Triple Net Properties). At Grubb & Ellis, Evans worked closely between the acquisitions team, the affiliated broker-dealer and outside securities counsel to produce securities offering material with a focus on full and fair disclosure. In addition, Evans assisted with the general compliance of the broker-dealer including review of marketing material and other external communications. Evans’ career in the securities industry began in 1995 in operations and compliance for a large independent broker-dealer based in Orange County. While working alongside the chief compliance officer, he researched current and potential arbitration claims in support of outside counsel, investigated and responded to customer complaints and reviewed trade reporting.. Brett Evans is a graduate of the University of Washington School of Law (LL.M. in Taxation, 2005), the University of Utah (J.D., 2004 and M.B.A., 2004) and the University of California, Berkeley (B.A., History and Political Science, 1999). During his time in law school, Evans was the Note and Comment Editor of the Utah Law Review. Evans is admitted to practice law in California and was previously registered with the Financial Industry Regulatory Authority, Inc. holding Series 7, 24, and 63 licenses. Evans is a member of the Securities Industry and Financial Markets Association (SIFMA) Compliance and Legal Division, the Real Estate Investment Securities Association and The National Due Diligence Alliance.

1 Franklin Pky , San Mateo , California 94403 Zip code: 94403

Practice Areas: Securities Offerings

Firm: Bryan R Farrar Inc

22942 El Toro Road , Lake Forest , California 92630 Zip code: 92630

Practice Areas: Securities Offerings

Firm: Grigsby & Associates, Inc.

2406 Saddleback Dr , Danville , California 94506 Zip code: 94506

Practice Areas: Securities Offerings

Firm: Homeier & Law, PC

13400 Riverside Drive. , Sherman Oaks , California 91423 Zip code: 91423

Practice Areas: Securities Offerings

Charles Kaufman practices corporate, securities, and business transactional law in Los Angeles. He has over 20 years of experience representing public and private companies in a broad range of industries, including medical devices, healthcare, software, nanotechnology, film and music production, garment manufacturing, retailing, real estate investment, and semiconductors. He has extensive experience advising public companies on securities regulation and compliance and advising both new and established companies on public and private offerings of equity and debt securities, mergers and acquisitions, corporate governance, Sarbanes-Oxley and Dodd-Frank regulation, global compliance, conflicts and special committee concerns, internal investigations, listing and delisting, crisis management, and insolvency. His practice also includes international joint venturing and development agreements in addition to supply and distribution agreements, licensing agreements, and general corporate transactions. Charles has attended over two hundred public company board and committee meetings as board counsel.. Prior to joining Homeier Law PC, Charles served as Vice President, General Counsel, Corporate Compliance Officer and Corporate Secretary for STAAR Surgical Company, a multinational medical device company headquartered in Monrovia, California. While there, he took a leading role in a complete revamping of the company’s FDA compliance systems and served as securities counsel in over $60 million in public and private capital raising, in addition to a $75 million universal shelf registration.. Prior to STAAR Surgical Company, Charles was an associate at the Los Angeles office of Sheppard, Mullin, Richter & Hampton where his practice included advising numerous public companies on disclosure, corporate governance and securities law compliance, initial and secondary public offerings, going private transactions, reorganizations, and tender offers. He advised both public and private companies on mergers and acquisitions and equity compensation and advised newly formed enterprises on corporate organization and financing.. Prior to Sheppard Mullin, Charles was an associate in the Los Angeles office of Morrison & Foerster LLP. Transactions there included issuer and underwriter representation in public offerings, private placements (including venture and angel financing), and public and private mergers, acquisitions, and dispositions. He also advised 501(c)(3) corporations and other nonprofits on formation, conversion, and mergers and acquisitions.. Charles received his J.D. from UCLA School of Law and a B.A. in English from UCLA. He is a member of the State Bar of California.

Firm: Troy Gould PC

1801 Century Park E , Los Angeles , California 90067 Zip code: 90067

Practice Areas: Securities Offerings

As a member of TroyGould's Corporate Department, my practice includes general corporate law, including mergers and acquisitions, private equity transactions and securities law. I also represent real estate owners, developers, borrowers and lenders.

Firm: Wolfe & Wyman LLP

2175 North Main Street Suite 415 , Walnut Creek , California 94596 Zip code: 94596

Practice Areas: Securities Offerings

Firm: Box, Inc.

900 Jefferson Ave , Redwood City , California 94063 Zip code: 94063

Practice Areas: Securities Offerings

, Lincoln , California 68502 Zip code: 68502

Practice Areas: Securities Offerings

Firm: The Law Office of Diane S. McGuire

1500 Rosecrans Avenue , Manhattan Beach , California 90266 Zip code: 90266

Practice Areas: Securities Offerings

595 27th St , Manhattan Beach , California 90266 Zip code: 90266

Practice Areas: Securities Offerings

Firm: Freshfields Bruckhaus Deringer LLP

855 Main St , Redwood City , California 94063 Zip code: 94063

Practice Areas: Securities Offerings

Firm: Reed Smith

1901 Avenue Of The Stars , Los Angeles , California 90067 Zip code: 90067

Practice Areas: Securities Offerings

Firm: Trowbridge Taylor Sidoti LLP

25422 Trabuco Rd #105-244 , Lake Forest , California 92630 Zip code: 92630

Practice Areas: Securities Offerings

As Partner of Trowbridge Sidoti,LLP I am please to work with my law partner Jillian Sidoti.  Collectively we have written securities offerings for approximately $1Billion in debt and equit.

4640 Admiralty Way , Marina Del Rey , California 90292 Zip code: 90292

Practice Areas: Securities Offerings

I am an attorney with experience in all aspects of Securities Offerings - including Private Placements, S-1's, and Regulation A+ Offerings.. I am currently serving as the General Counsel for ASMX Capital, a financial and investment avdisory service provider that provides assistance to businesses looking to raise capital through a Regulation A+ Securities Offering.. I am a member of the State Bar of California, and I am an alumnus of Pepperdine School of Law and University of California, Los Angeles, where I earnned my J.D. and B.A. respectively.

Firm: Law Offices of Jeffrey S. Conrad

1719 Huntington Lane , Redondo Beach , California 90278 Zip code: 90278

Practice Areas: Securities Offerings

5 Palo Alto Sq, 3000 El Camino Real , Palo Alto , California 94306 Zip code: 94306

Practice Areas: Securities Offerings