1228 Garden Street , Hoboken , New Jersey 07030
Practice Areas: Securities & Investment Fraud
Contact: Not Available
Firm: Lubiner Schmidt Palumbo
123 north union ave Suite 305 , cranford , New Jersey 07016
Practice Areas: Securities & Investment Fraud
I specialize in broker dealer, securities law and criminal law. I provide legal counsel to broker dealers and investment advisors, as well as investors seeking to pursue a claim in litigation or more likely through FINRA arbitration. Prior to law school, I worked for a number of years as a Series 7 broker and Series 66 investment advisor. My practice area also focuses on regulatory inquiries and investigations, from FINRA, the SEC, as well as the New Jersey Bureau of Securities. I also handle employment related legal issues pertaining to financial advisors and registered representatives such as the Broker Protocol, FINRA expungement, and FORM U5 Reformation.
Contact: Not Available
Firm: Prudential Financial
655 Broad St Fl 9 , Newark , New Jersey 07102
Practice Areas: Securities & Investment Fraud
Contact: Not Available
, Brick , New Jersey
Practice Areas: Securities & Investment Fraud
Contact: Not Available
Firm: Latham & Watkins LLP
One Newark Center , Newark , New Jersey 07101
Practice Areas: Securities & Investment Fraud
Contact: Not Available