Securities Offerings lawyers in Texas

Firm: Relevance Capital Management

15455 Dallas Pkwy Ste 775 , Addison , Texas 75001

Practice Areas: Securities Offerings

Firm: Beckmen Law, PC

1900 Enchanted Way , Grapevine , Texas 76051

Practice Areas: Securities Offerings

Daniel G. Ippolito is a Senior Attorney with Beckmen Law, P.C. His practice focuses primarily on securities transactions, corporate law, Broker-Dealer and Registered Investment Advisor regulatory matters, real estate transactions, and estate planning. Daniel is a member of the State Bar of Texas (Real Estate, Probate, and Trusts and Business Law Sections), the Dallas Bar Association (Corporate Counsel and Securities Sections), and the Dallas Association of Young Lawyers. Daniel is passionate about achieving great results for his clients.. Over the past decade, Mr. Ippolito has gained significant experience managing numerous regulatory matters involving broker-dealers, registered investment advisors, and private securities issuers. He has served in executive positions for a variety of financial institutions.. Prior to joining the Beckmen Law, Daniel served as general counsel for Keyway Capital, LLC and as an executive member of Radiant Financial Partners, LLC. Daniel has also served as the Chief Compliance Officer of PTX Securities, LLC., a registered broker dealer and member of the Financial Industry Regulatory Authority (“FINRA”), and as the Vice President of Compliance for Realty Capital Partners, a real estate private equity firm with over $350 million of invested capital. Daniel also spent several years as an examiner for FINRA. While at FINRA, he was awarded with the Outstanding Achievement Award, one of FINRA’s highest honors, for his dedication to and furtherance of FINRA’s stated objectives of protecting investors and ensuring market integrity.. Daniel graduated from Texas Wesleyan School of Law (now Texas A&M University School of Law) in 2012, where he served as an officer of the Board of Advocates, was part of the ABA National Negotiation Championship team, and appeared on the Dean’s list. Daniel also earned an MBA and an undergraduate degree from the University of Texas at Dallas in 2005 and 2003, respectively.

Firm: Jos. W. Whittenburg, P.C.

4000 Purdue St Apt 138 , Houston , Texas 77005

Practice Areas: General Practice, Securities Offerings

Joe Bill Whittenburg brings over a decade of experience in corporate law, specializing in supporting public company legal departments with their SEC reporting obligations. He works seamlessly with accounting and human resources teams, utilizing tools like Excel, Workiva, and ActiveDisclosure to streamline reporting processes. Beyond SEC compliance, Mr. Whittenburg advises companies on stock and incentive plan administration and handles a variety of corporate matters, including entity formation, mergers, acquisitions, divestitures, capital formation, equity ownership changes, corporate secretary functions, and dissolution.. Mr. Whittenburg’s career began in public accounting as an auditor, followed by practicing real estate law, providing him with a well-rounded perspective on financial and legal matters. His diverse professional background enables him to offer tailored, results-driven solutions to meet the unique needs of his clients. Known for his collaborative approach and attention to detail, Mr. Whittenburg is a trusted partner for businesses navigating complex legal and corporate challenges.

Firm: Greenberg Traurig, LLC

300 W 6th St Ste 2050 , Austin , Texas 78701

Practice Areas: Corporate , Debtor/Creditor, Mergers & Acquisitions, Securities , Securities Offerings

Firm: Potts Blacklock Senterfitt PLLC

4800 Bee Cave Rd , Austin , Texas 78746

Practice Areas: Securities Offerings

Firm: Thompson & Knight

333 Clay Street , Houston , Texas 77002

Practice Areas: Corporate , Securities Offerings

Firm: Shepherd Smith Edwards and Kantas

1010 Lamar , Houston , Texas 77002

Practice Areas: Securities Offerings

Firm: Rapp & Krock, P.C.

1980 Post Oak Boulevard, Suite 1200 , Houston , Texas 77056

Practice Areas: Litigation, Ethics, Financial Services, Business, Appeals, Contracts, Lawsuits & Disputes, Arbitration, Corporate, Intellectual Property, Employment, Real Estate, Securities Offerings, Probate, Consumer Protection, Commercial Real Estate

Scott D. Smith is a highly accomplished trial and arbitration attorney with more than two decades of experience representing clients in complex litigation and regulatory matters. His practice focuses on business and commercial disputes, including breach of contract, fraud, tortious interference, trade secret misappropriation, and employment-related issues such as non-compete and non-solicitation agreements. Scott has extensive experience in the financial services industry, representing firms and advisors in litigation, arbitration, and regulatory proceedings across the country. He has successfully argued appeals in both the New York State Appellate Division and the Texas Fourteenth District Court of Appeals. In addition to his litigation skills, Scott is well-versed in probate matters, representing estates and heirs in fiduciary disputes and property misappropriation claims. Known for his strategic approach and results-driven advocacy, Scott has earned an AV Preeminent® rating from Martindale-Hubbell and the Platinum Client Champion designation. He is an active member of the legal community, holding leadership positions in the Houston Bar Association and participating in various professional organizations. Scott’s dedication to his clients and his ability to navigate complex legal challenges make him a trusted advocate in high-stakes cases.