Investment Fraud Lawyers Near Me in ZIP 35203 (Birmingham, Alabama)

Browse all Investment Fraud Lawyers in Birmingham.

David Guin, John Rediker, Joel Everest, Katie Kimbrell, Katelyn Wilson, Peter Tepley, Matthew Aiken, Judd Harwood, Kip Nesmith, Gerald Gillespy are among the top-rated investment fraud attorneys in ZIP code 35203, Birmingham Alabama.

Lawyer Results


Common Investment Fraud Case Examples in zip 35203 This involves fraudulent activities related to investments, including securities fraud, Ponzi schemes, and other deceptive practices. Case Example: SEC v. Kaplan, 2015 WL 1456762 (S.D.N.Y. 2015). Judgment: The court addressed investment fraud and its legal consequences.

Compare and choose Investment Fraud Lawyers in Zip 35203

Peter Fruin

Peter Fruin
Avvo Rating: Rated 5.0 out of 5
Lawyers Rating: Rated 4.5 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Maynard, Cooper & Gale, PC

Experienced Investment Fraud attorney serving clients in 35203 and surrounding areas.

Joseph Watson

Joseph Watson
Avvo Rating: Rated 5.0 out of 5
Lawyers Rating: Rated 5.0 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Intellectual Property Consulting

I am from a family of entrepreneurs. Building a business is in my blood. After graduating with a double majors in Economics and Politics from Washington and Lee University. I went on to receive my law degree from Cumberland School of Law. I am also one of the few attorneys in Birmingham with an M.B.A., which I received from the Brock School of Business at Samford University where I focused on entrepreneurship.. My enthusiasm for entrepreneurship motivated me to open The Watson Firm. I firmly believe that entrepreneurs will be the ones to take this country to new heights in the next decades. So I decided to prove my commitment to entrepreneurship, and I started my own business.. In my practice, I focus on counseling entrepreneurs on their businesses, getting their business started, helping them solve their problems, monetizing their tangible and intangible assets, and fighting for them inside and outside of the courtroom.

Craig Hymowitz

Craig Hymowitz
Avvo Rating: Rated 3.5 out of 5
Lawyers Rating: Rated 4.3 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Rumberger, Kirk & Caldwell

Craig Hymowitz is a seasoned financial crime compliance executive.  As General Counsel of COR Clearing LLP, Craig was hired to oversee the company’s compliance and remediation obligations following their consent to a $1 million FINRA penalty.  Before joining COR, Craig was hired as Associate General Counsel of Sterne, Agee & Leach, Inc. to advise their compliance department on the restructuring of its anti-money laundering policies and procedures and transaction monitoring system.. Prior to going in-house, Craig was a partner at Blank Rome LLP in their Litigation and White Collar Defense and Investigations departments.  While there, he co-founded and co-chaired the firm’s Anti-Money Laundering and Economic Sanctions working group.. Craig brings extensive experience advising executive leadership and business units on the evolving anti-money laundering, economic sanctions, anti-bribery and corruption compliance risks.  His practice is focused on representing regulated entities in their dealings with state and federal regulators, law enforcement and self-regulatory organizations.  He has represented banks, broker-dealers, and other financial institutions prepare for and defend themselves during regular and for cause examinations, helped negotiate and respond to regulatory findings, defended firms during enforcement actions, and oversaw any required remediation.. With a background in investigative journalism, internal investigations, and risk management Craig is highly skilled at assessing the specific legal, contractual, and regulatory risks facing financial institutions.  He has built a reputation as a collaborative advisor dedicated to assisting his clients identify, navigate, and mitigate potential legal risks before they become legal problems.. Craig received his J.D. from the University of Pennsylvania Law School and his B.A. cum laude from Cornell University.  He is AV peer review rated and a Certified Anti-Money Laundering Specialist (CAMS).

William Martin

William Martin
Avvo Rating: Rated 3.2 out of 5
Lawyers Rating: Rated 3.2 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Maynard, Cooper & Gale, PC

Experienced Investment Fraud attorney serving clients in 35203 and surrounding areas.

Kenneth Simon

Kenneth Simon
Avvo Rating: Rated 5.0 out of 5
Lawyers Rating: Rated 5.0 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Ken Simon Law

Experienced Investment Fraud attorney serving clients in 35203 and surrounding areas.

David Donaldson

David Donaldson
Avvo Rating: Rated 4.4 out of 5
Lawyers Rating: Rated 4.2 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Donaldson & Guin, LLC

Experienced Investment Fraud attorney serving clients in 35203 and surrounding areas.

Gerald Gillespy

Gerald Gillespy
Avvo Rating: Rated 3.4 out of 5
Lawyers Rating: Rated 3.4 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Burr & Forman LLP

Experienced Investment Fraud attorney serving clients in 35203 and surrounding areas.

Kip Nesmith

Kip Nesmith
Lawyers Rating: Rated 3.4 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Freese & Goss, PLLC

Experienced Investment Fraud attorney serving clients in 35203 and surrounding areas.

Judd Harwood

Judd Harwood
Avvo Rating: Rated 3.7 out of 5
Lawyers Rating: Rated 3.8 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Bradley Arant Boult Cummings LLP

Experienced Investment Fraud attorney serving clients in 35203 and surrounding areas.

Matthew Aiken

Matthew Aiken
Avvo Rating: Rated 3.3 out of 5
Lawyers Rating: Rated 3.3 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Maynard Nexsen, PC

Experienced Investment Fraud attorney serving clients in 35203 and surrounding areas.

Peter Tepley

Peter Tepley
Lawyers Rating: Rated 3.3 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Rumberger Kirk & Caldwell

Katelyn Wilson

Katelyn Wilson
Lawyers Rating: Rated 3.3 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Bressler Amery & Ross, PC

Katie Kimbrell

Katie Kimbrell
Lawyers Rating: Rated 3.4 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Bressler Amery & Ross, PC

Joel Everest

Joel Everest
Lawyers Rating: Rated 3.8 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Maynard Cooper & Gale, PC

John Rediker

John Rediker
Lawyers Rating: Rated 3.9 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Rumberger Kirk & Caldwell

David Guin

David Guin
Lawyers Rating: Rated 5.0 out of 5

Location: 35203, Birmingham, Alabama
Phone: Not Available
Firm: Guin Stokes & Evans, LLC

David Guin handles general business & commercial litigation, securities fraud, shareholder disputes, institutional investors, stock broker arbitrations, antitrust and consumer class actions. Mr. Guin has been listed in publication, The Best Lawyers in America, for his securities litigation practice. He also has been selected as a "Super Lawyer" and has received an "AV" peer-review rating from Martindale-Hubbell. Guin is Alabama chapter president of the International Network of Boutique Law Firms () and is a director and past Executive Committee member of the National Association of Securities and Consumer Attorneys (). He has been a member of the Editorial Board of Class Action Reports, a bi-monthly Thomson/West publication reporting on all aspects of class action litigation. He is frequently published in law reviews and similar publications.In his spare time, Guin enjoys armchair theology, landscape photography, fingerstyle guitar, hiking and fly fishing. He serves as Board President for Cahaba Riverkeeper, and serves on the Board of 10/40 Connections.. Practice: Complex financial litigation - securities, shareholder disputes, antitrust, accounting, tax, class actions, and business mediation. No representation is made that the quality of legal services to be performed is greater than the quality of legal services performed by other attorneys.