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Top Securities Lawyers in Salt Lake City | 22 available

22 Securities lawyers are available in Salt Lake City, Utah. These lawyers are rated between 3.8/5 to 4.2/5 and 56% provide free consultation.

Securities Lawyers Nearby Salt Lake City (by distance)

Avvo Rating: Rated 5.0 out of 5
Google Rating: Rated 4.2 out of 5

Barry Scholl

Firm: Christensen & Jensen
257 East 200 South , Salt Lake City , Utah 84111
Practice Areas: Business & Commercial, Securities , Intellectual Property, Intellectual Property, Intellectual Property, Intellectual Property
I  practice in the areas of Business and Corporate Governance, Trademark and Copyright, Cybersecurity, Media law, Nonprofit law, Technology law, and Real Estate. I represent and advise clients in the areas of high tech, construction, healthcare, non-profit, the arts, advertising, technology, publishing, hospitality, and retail, among others. I have negotiated, drafted, reviewed, and revised scores of business and personal contracts and related agreements, including corporate and LLC documents, purchase contracts, assignments, commercial leases, HOA documents, technology licenses, IP agreements, service contracts, and loan documents, among many others. As a former communications professional, I focus on accessibility and providing exceptional personalized service to each client.. I began my career as a journalist and magazine editor.  As such, I had the opportunity to ask a lot of questions.  That background provides me with invaluable experience in carefully listening to clients as a means of seeking to understand their issues. I have also been a small business owner, which gives me insights into the issues entrepreneurs face as they attempt to juggle multiple responsibilities, including management, employee relations, intellectual property and trade secrets, and regulatory requirements.. I seek  to collaborate with clients and remain in close contact as we undertake a project.  By working together, we can effectively identify issues and weigh possible solutions. I have found that when a client is fully informed and has an opportunity to consult with his or or her lawyer, some of the anxiety  that the legal system inspires dissipates and problems seem less overwhelming. I'm also a firm believer in the old adage that the only stupid question is the one left unasked.. My hobbies include hiking and backpacking with my wife, daughter, and two golden retrievers, collecting first edition books about the Southwest, and playing bluegrass music on the guitar and dobro.
Avvo Rating: Rated 5.0 out of 5
Google Rating: Rated 4.2 out of 5

Leonard Burningham

Firm: Burningham Law Office
P.O. Box 521844 , Salt Lake City , Utah 84152
Practice Areas: Business & Commercial, Mergers & Acquisitions, Securities , Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions
Leonard W. Burningham (AV). Leonard has over 54 years of legal experience involving securities laws and merger and acquisition transactions, and has been instrumental in the completion of well over 200 mergers or acquisitions involving publicly-held companies, while also serving as a consulting lawyer to a substantial number of other lawyers across the United States that were involved in similar securities transactions.  His expertise in rendering legal opinions on the resale of “restricted securities” of publicly-held companies is widely known and respected in the legal community and the broker-dealer and stock transfer agency industries, including Rule 144 legal opinions and Section 4(a)(1) legal opinions under the Securities Act of 1933, as amended (the “Securities Act”).  Leonard graduated from Westminster College, a private university in Salt Lake City, Utah, in 1967, where he served as Student Body President in the Fall Semester of 1966; he went on to graduate from the University of Utah College of Law in 1970, before entering private practice.  In 1971, he was named the youngest partner in the law firm of Moffat, Welling, Taylor and Paulsen, a successor to the long established and highly respected law firm of Moffat, Iverson and Taylor, before returning to a private practice in 1978. From 1978 to the present, Leonard has limited his legal practice solely to matters involving securities laws, rules and regulations, primarily in the areas of mergers and acquisitions and legal opinions regarding the resale of restricted securities.  He was admitted to the Utah State Bar Association in 1970, and is authorized to appear in all Utah courts, as well as the United States District Court for the District of Utah (1970) and the United States Supreme Court (2011), from which he resigned on May 13, 2024, in protest of the reversal of the Dobb's decision and the court's ruling on "Presidential Immunity." During his legal career, Leonard has served: (i) as an Arbitrator of securities disputes for the National Association of Securities Dealers, Inc. (now known as the “Financial Industry Regulatory Authority”); (ii) as an Expert Witness in state and Federal courts on matters relating to “reverse mergers,” securities law registration exemptions and the application and construction of federal and state securities laws in various situations and transactions; (iii) as a member and panelist of the Utah State Bar Association’s Securities Subsection; and (iv)  as the co-Chairman of the Bar’s Fall Forum on the use of wireless and paperless technologies (2004).  In his early years of litigation practice, he was trial counsel in the often quoted cases of Kerbs v. Fall River Industries, Inc., 502 F. 2d 731 (10th Cir. 1974) and Zabriskie v. Lewis, 507 F.2d 546 (10th Cir. 1974), which respectively held “Moreover, one who aids and abets a fraudulent scheme may be held accountable even though his assistance consists of mere silence or inaction” (p.741); and while favorably citing the language of Kerbs on aiding and abetting, found that the short term promissory note delivered in Zabriskie was a “security” that was not exempt from registration under the Securities Act, and that the issuance of the promissory note constituted a sale or disposition of a security in violation of 15 U.S.C. 78(c)(14) of the Securities Act.. Leonard served in the U.S. Military during 1961 and 1962 as a member of the Utah National Guard, which was called to active duty during the “Berlin Crisis,” when the Berlin Wall was built overnight on August 13, 1961.  He was honorably discharged in 1962.. He has been especially fortunate in having the continuing opportunity to practice law with two of his sons, Branden T. Burningham, Esq. (since 1994) and Bradley C. Burningham, Esq. (since 2003 [Bradley has presently taken an inactive status with the Utah Bar and is pursuing other business activities]).. Leonard was also the founder of the Utah Bar Association’s Annual Food and Clothing Drive for the Homeless and less fortunate members of our society in 1990, serving as its  Chairman for over 31 years, and continues to serve as its co-Chairman today.
Avvo Rating: Rated 4.4 out of 5
Google Rating: Rated 4.2 out of 5

Russell Smith

Firm: Durham Jones & Pinegar
111 E Broadway Ste 900 , Salt Lake City , Utah 84111
Practice Areas: Banking & Finance, Corporate , Mergers & Acquisitions, Securities , Taxation - State & Federal, Business, Business, Business, Business, Business, Business, Business, Business
Russell K. Smith is a shareholder and chair of Durham Jones & Pinegar's Business & Finance Section. Mr. Smith represents private companies in a broad range of industries and sectors, including venture capital, life sciences, software, internet, real estate, manufacturing, retail, telecommunications and energy (including oil and gas).. Mr. Smith regularly advises start-up and emerging-growth companies from formation through liquidity event in matters including governance, debt and equity financing, equity incentive compensation, and mergers and acquisitions. Mr. Smith also represents venture capital firms, strategic corporate investors, and angel investors in their investments in start-up companies. Many of his clients are partnership and LLCs for whom he provides sophisticated management, capital strategy, and partnership tax advice.. Mr. Smith has been directly involved with LLC and partnership legislation in California and Utah. Most recently, Mr. Smith played a prominent role drafting and helping to pass Utah’s version of the Revised Uniform Limited Liability Company Act. The Business Section of the Utah Bar Associate honored Mr. Smith as the 2012-2013 Distinguished Business Law Practitioner of the Year.
Avvo Rating: Rated 3.3 out of 5
Google Rating: Rated 4.2 out of 5

Reed Topham

Firm: Stoel Rives LLP
201 S Main St Ste 1100 , Salt Lake City , Utah 84111
Practice Areas: Banking & Finance, Business & Commercial, Corporate , Securities , Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions
Avvo Rating: Rated 1.0 out of 5
Google Rating: Rated 4.2 out of 5

Randall Skeen

Firm: Cook, Skeen & Robinson, LLC
5788 S 900 E , Salt Lake City , Utah 84121
Practice Areas: Administrative , Adoption, Antitrust & Trade Regulation, Assault & Battery, Banking & Finance, Bankruptcy, Business & Commercial, Child Custody & Visitation, Child Support, Civil Rights, Constitutional , Construction , Debtor/Creditor, Employment & Labor , Entertainment & Sports , Environmental , Ethics & Professional Responsibility, Family , Government Agencies, Government Contracts, Health Care & Hospitalization, Housing & Construction Defects, Immigration & Naturalization , Insurance , Labor , Legal Malpractice, Lemon , Medical Malpractice, Military , Motor Vehicle Accidents, Motor Vehicle Defects, Premises Liability, Products Liability, Professional Malpractice, Securities , Sexual Harassment, Social Security Benefits & Disability, Toxic Substances, Traffic Violations, Trusts, Workers Compensation, Wrongful Death, Litigation, Litigation, Litigation, Litigation, Litigation, Litigation, Litigation, Litigation
Avvo Rating: Rated 3.9 out of 5
Google Rating: Rated 4.2 out of 5

Paula Faerber

Firm: Kruse Landa Maycock & Ricks LLC
136 E South Temple Fl 21 , Salt Lake City , Utah 84111
Practice Areas: Securities , Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings
Avvo Rating: Rated 4.6 out of 5
Google Rating: Rated 4.2 out of 5

Paul Moxley

Firm: Durham Jones & Pinegar
111 E Broadway Fl 9 , Salt Lake City , Utah 84111
Practice Areas: Corporate , Securities , White Collar Crime, Litigation, Litigation, Litigation, Litigation, Litigation, Litigation, Litigation, Litigation
Paul T. Moxley is a shareholder in the Durham Jones & Pinegar's litigation section. Mr. Moxley has been engaged in the practice of law since 1973 and handles all sorts of complex matters including securities litigation, civil and criminal, products liability matters, intellectual property and a wide array of commercial litigation. Following law school, he was a law clerk to David Lewis who was Chief Judge of the Tenth Circuit for the United States Circuit Court.. Paul Moxley was “Distinguished Lawyer of the Year” by the Utah State Bar for 2009-2010.  Paul Moxley is rated “AV Preeminent” by Martindale-Hubbell, which is the highest rating awarded to attorneys for professional competence and ethics. He is a past President of the Utah State Bar, the National Conference of Bar Presidents and has served in the House of Delegates of the American Bar Association.
Avvo Rating: Rated 3.3 out of 5
Google Rating: Rated 4.2 out of 5

Neil Kaplan

Firm: Clyde Snow & Sessions
201 S Main St Ste 2200 , Salt Lake City , Utah 84111
Practice Areas: Administrative , Business Organizations, Civil Rights, Constitutional , Construction , Criminal Defense , Government Contracts, Personal Injury, Products Liability, Securities , Appeals, Appeals, Appeals, Appeals
Avvo Rating: Rated 4.9 out of 5
Google Rating: Rated 4.2 out of 5

N Leishman

Firm: Durham Jones & Pinegar
111 E Broadway Ste 900 , Salt Lake City , Utah 84111
Practice Areas: Computers and Software, Corporate , Mergers & Acquisitions, Securities , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud
N. Todd Leishman’s practice concentrates on corporate and business law with emphasis on representing sellers in sales of privately owned companies to financial and strategic buyers; acquirers in mergers and acquisitions; and companies in debt and equity financing transactions. Mr. Leishman also acts as an outside general legal advisor to emerging and established companies. Mr. Leishman frequently negotiates and drafts complex commercial contracts such as manufacturing, licensing, lending and distribution agreements. He also advises clients about governance issues in privately held entities, and he often works closely with the firm’s litigation department in connection with corporate-governance lawsuits.

Laurie S. Hart

Gateway Tower East , Salt Lake City , Utah 84133
Practice Areas: Corporate ,Entertainment & Sports ,Estate Planning,Probate ,Securities
Avvo Rating: Rated 3.4 out of 5
Google Rating: Rated 4.2 out of 5

Bret Randall

Firm: Durham Jones & Pinegar
111 E Broadway Ste 900 , Salt Lake City , Utah 84111
Practice Areas: Civil , Corporate , Energy , Environmental , Natural Resources, Securities , Environmental and Natural Resources, Environmental and Natural Resources, Environmental and Natural Resources, Environmental and Natural Resources, Environmental and Natural Resources, Environmental and Natural Resources, Environmental and Natural Resources
Mr. Randall is the Chair of the Durham Jones & Pinegar's Environment, Energy and Resources Practice Group and practices in the Salt Lake City office.. Mr. Randall’s practice includes managing industrial facility siting, permitting, and compliance issues under federal, state and local environmental laws and regulations. He also regularly represents clients in matters involving Superfund liability, Clean Water Act permitting and compliance, wetlands permitting, worker health and safety, pipeline health and safety laws and regulations and environmental management programs. He has a sound working knowledge of energy law issues and intrastate and interstate public utility practice areas, including state PSCs and FERC. Mr. Randall has particular expertise in site investigation, remediation, and redevelopment, having assisted in the acquisition, management and redevelopment of numerous environmentally sensitive properties, including many NPL-listed Superfund sites.. Mr. Randall has been directly involved in the redevelopment of thousands of acres of properties that now support residential, industrial, commercial and recreational uses. He also has substantial experience in prosecuting and defending Superfund cost recovery and contribution matters, including the development of cost allocations involving complex, multi-party sites.. Mr. Randall’s practice also includes assisting regulated and non-regulated municipal and investor-owned utilities, regulated petroleum and natural gas pipelines, independent power producers with coal mining joint ventures, purchase and transportation of coal and other energy resources, management of coal combustion byproducts, transmission access, siting and rights-of-way acquisition, water rights and state and local taxation matters.. His experience includes work on significant operational-level issues for large municipal and investor-owned electric generators in Utah, Illinois, Pennsylvania and Montana. His work included coal mining joint venture issues, short and long term coal purchase and sales and transportation contracts (as well as dispute resolution), management of coal combustion byproducts, interconnection, transmission, and other operational-level environmental, utility and regulatory matters.. In addition to his full-service environmental practice, Mr. Randall has had tremendous opportunities to provide substantive transactional support for dozens of prominent energy sector transactions, some of which ranged into multiple billions of dollars of value.. Mr. Randall has a strong and active litigation background, starting with his trial-court level clerkship in federal court with Judge Larry M. Boyle of the United States District Court of Idaho.
Avvo Rating: Rated 5.0 out of 5
Google Rating: Rated 4.2 out of 5

Kevin R. Pinegar

East Broadway , Salt Lake City , Utah 84111
Practice Areas: Corporate ,International & Trade,Securities
Avvo Rating: Rated 4.9 out of 5
Google Rating: Rated 4.2 out of 5

John H. Bogart

South Main Street , Salt Lake City , Utah 84101
Practice Areas: Antitrust & Trade Regulation,Appellate ,Civil ,Securities
Avvo Rating: Rated 4.4 out of 5
Google Rating: Rated 4.2 out of 5

Jeffrey Jones

Firm: Durham, Jones & Pinegar, P.C.
111 E Broadway Ste 900 , Salt Lake City , Utah 84111
Practice Areas: Banking & Finance, Corporate , Securities , Business, Business, Business, Business, Business, Business
Mr. Jones is a founder of Durham Jones & Pinegar and serves on the firm’s Board of Directors. His high-energy, intense representation of his clients is unsurpassed. Mr. Jones’s practice concentrates on corporate and securities matters, although he was a dynamic litigation attorney in earlier days. He regularly represents public and private companies in a broad range of matters, including:. Mr. Jones maintains an “AV” rating with Martindale/Hubbell, which is the highest rating awarded to attorneys for professional competence and ethics.
Avvo Rating: Rated 4.6 out of 5
Google Rating: Rated 4.2 out of 5

James R. Kruse

Firm: Kruse Landa Maycock and Ricks, LLC
East South Temple , Salt Lake City , Utah 84111
Practice Areas: Business & Commercial,Corporate ,Securities
Avvo Rating: Rated 3.3 out of 5
Google Rating: Rated 4.2 out of 5

David Rudd

Firm: Ballard Spahr Llp
201 S. Main Street #800 , Salt Lake City , Utah 84111
Practice Areas: Banking & Finance, Business & Commercial, Corporate Finance, Energy , Mergers & Acquisitions, Securities , Technology and Science, Telecommunications , Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions, Mergers & Acquisitions
Avvo Rating: Rated 3.1 out of 5
Google Rating: Rated 4.2 out of 5

Candice Pitcher

Firm: Jones, Waldo, Holbrook and McDonough, A Professional Corporation
170 South Main Street, Suite 1500 , Salt Lake City , Utah 84101
Practice Areas: Banking & Finance, Corporate , Estate Planning, Mergers & Acquisitions, Securities , , , , , ,
Avvo Rating: Rated 3.4 out of 5
Google Rating: Rated 4.2 out of 5

C. Lloyd

Firm: Kirton Mcconkie
50 E South Temple Ste 400 , Salt Lake City , Utah 84111
Practice Areas: Business & Commercial, Corporate , Securities , Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings, Securities Offerings
Avvo Rating: Rated 4.8 out of 5
Google Rating: Rated 4.2 out of 5

Walter Romney

Firm: Clyde, Snow & Sessions
One Utah Center 13 Th Flr , Salt Lake City , Utah 84111
Practice Areas: Condemnation & Eminent Domain, Constitutional , Construction , Criminal Defense , Real Estate , Securities , Business, Business, Business, Business, Business, Business
Lawyers Rating: Rated 3.9 out of 5
Google Rating: Rated 4.2 out of 5

Eric D. Bawden

Firm: Holland & Hart LLP
222 S. Main Street , Salt Lake City , Utah 84101
Practice Areas: Business, Securities, Real Estate, Corporate Law, Mergers and Acquisitions, Commercial Law, Securities Law, Commercial Real Estate, Real Estate Development, Land Use, Real Estate Finance
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