Securities lawyers in Washington Heidi Drivdahl to Lawrence Cock

Explore Washington attorneys like Heidi Drivdahl, J. Thomas Richardson, James B. Stoetzer, Jeniphr Breckenridge, John A. Tondini, John Bender, John L. Mericle, and Lawrence Cock. in cities like Newcastle, Seattle, Seattle, Seattle and Seattle. These attorneys specialize in Securities in Zip codes like 98059, 98104, 98199.
Avvo Rating: Rated 5.0 out of 5

Heidi Drivdahl

Firm: Law Office of Heidi Drivdahl, PLLC
6947 Coal Creek Pkwy SE # 329 , Newcastle , Washington 98059
Practice Areas: Securities , Mergers & Acquisitions, Mergers & Acquisitions
I focus my practice on emerging companies, mergers and acquisitions, public and private financings, and general corporate and securities representations. I have extensive transactional experience in public and private securities offerings, and mergers and acquisitions. I also provide broad general corporate and securities advice to public and private companies, particularly those within the medical device, biotechnology, software, e-commerce, security and other high-technology industries. I represent numerous start-ups and venture and angel-backed companies.. Away from my law practice, I enjoy sailing and spending time with my husband and our English Cream Golden Retriever, Dalla.
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“Many lawyers know the law. Only a segment can apply it in practical ways to achieve your business o”
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“I endorse this lawyer. I've referred several clients to Heidi who have been pleased with the results. She's knowledgeable, easy to work with, adapts to client's needs, and I wouldn…”
Avvo Rating: Rated 5.0 out of 5

Joseph Lynam

Firm: Lane Powell
1420 Fifth Ave , Seattle , Washington 98101
Practice Areas: Business & Commercial, Business , Civil , Corporate , Products Liability, Securities , Litigation, Litigation, Litigation, Litigation
I have been happily married to Mary Stamper Lynam for 24 years and I am blessed with two great daughters, Kaeli and Natalie.  My interests and hobbies include golfing, coaching basketball, playing guitar, and other fun activities.  Two of my favorite authors are John Grisham and Carl Hiaasen.
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“Lynam.”
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Lawyers.com Review
“I have known Joe for 15 years. He is a fine attorney and even a better person. Great legal skills and business acumen. I strongly endorse and recommend Joe.”
Avvo Rating: Rated 4.8 out of 5

Laura Bertin

Firm: Cairncross & Hempelmann
524 2nd Ave., Ste. 500 , Seattle , Washington 98104
Practice Areas: Corporate , Mergers & Acquisitions, Securities , Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation, Corporate & Incorporation
Laura represents emerging growth as well as established companies in a wide range of transactions, including public offerings, venture capital financings, mergers and acquisitions, securities law compliance and corporate governance issues. Laura advises a number of public companies on a wide range of issues, including the Sarbanes-Oxley Act, preparation and review of periodic reports, and compliance with insider trading and disclosure regulations.
Lawyers.com Review
“Laura is a pleasure to work opposite. She possesses strong technical skills and business savvy.”
Avvo Rating: Rated 4.2 out of 5

Kit Roth

Firm: DLA Piper US LLP
701 Fifth Avenue Suite 7000 , Seattle , Washington 98104
Practice Areas: Securities , Business, Business, Business, Business
Lawyers.com Review
“Kit is a highly skilled advocate, I have both worked with and against him on matters and strongly recommend him.”
Avvo Rating: Rated 5.0 out of 5

Kim Stephens

Firm: Tousley Brain Stephens PLLC
1700 7th Ave Ste 2200 , Seattle , Washington 98101
Practice Areas: Class Actions, Condemnation & Eminent Domain, Real Estate , Securities , Class Action, Class Action, Class Action
Practice focus: commercial and class action litigation, i.e., condemnation, environmental, construction, products liability, insurance coverage, and securities matters. Appointed special attorney general for Washington State; lead counsel to manage state and federal class actions; profiled in Who's Who in American Law; recognized as a "Super Lawyer" in Washington Law & Politics magazine; in the Best Lawyers in America; and Fellow of the American Academy of Trial Counsel.
Lawyers.com Review
“I endorse this lawyer.”
Avvo Rating: Rated 3.7 out of 5

Kevin M. Sampson

Firm: Bullivant Houser Bailey PC
Broadway , Vancouver , Washington 98660
Practice Areas: Securities
Google Review
“The appointment schedulers are rude, standoffish, and ubsured. They refused to schedule an appointment for me because over ten years ago a doctor looked at my hands and I didn't ha…”
— David Laun
Avvo Rating: Rated 5.0 out of 5

Keith Petrak

Firm: Byrnes Keller Cromwell LLP
1000 Second Avenue , Seattle , Washington 98104
Practice Areas: Corporate , Employment & Labor , Professional Malpractice, Securities , Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes
Keith Petrak has practiced law in Seattle since 1989 in both state and federal court. An experienced commercial litigator, he is AV rated by Martindale-Hubbell, and has counseled international, national and regional clients as both plaintiffs and defendants in a variety of business and tort litigations. Keith’s practice has involved a wide range of subjects including, among others, professional liability, noncompetition and trade secret disputes, securities fraud, intellectual property, products liability, antitrust and consumer protection, employment discrimination, and civil rights. Keith has also served as an investigator at a public university, conducting inquiries into complaints of employment discrimination, sexual harassment and violations of institutional policies and procedures.. Law Review Editor. Roger J. Traynor Moot Court Team. Bachelor of Science, Public Service Administration
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“Keith is one of the best attorneys I have used. I appreciated his ability to be pragmatic regardin”
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“I strongly endorse Keith's work. I have had the opportunity to work with Keith on both sides of the fence, and I'd much rather be on Keith's side than squaring off agianst him. He …”
Avvo Rating: Rated 5.0 out of 5

Keith Baldwin

Firm: Davis Wright Tremaine, LLP
777 - 108th Ave. NE. , Bellevue , Washington 98004
Practice Areas: Business Formation, Corporate , Mergers & Acquisitions, Securities , Business, Business, Business, Business, Business
My firm's mission is "Defining Success Together.". As a forty-year business transactions lawyer, my entire goal is to help my clients achieve successful results in the following areas:. --acquisitions and sales of businesses. --negotiating commercial transactions. --raising equity capital through compliance with state and federal securities laws. --resolving internal corporate disputes without litigation
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“r small, straightforward contracts but I wouldn't hire anyone else for business or securities work.”
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Avvo Rating: Rated 5.0 out of 5

Joseph Whitford

Firm: Davis Wright Tremaine LLP
1201 Third Avenue, Suite 2200 , Seattle , Washington 98101
Practice Areas: Corporate Finance, Mergers & Acquisitions, Securities , Business, Business, Business
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“, Joe still makes me feel like a valued client. He's responded to all of my email inquiries (about”
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Avvo Rating: Rated 5.0 out of 5

John Tollefsen

Firm: Tollefsen Law PLLC
800 5th Avenue Suite 4100 , Seattle , Washington 98104
Practice Areas: Administrative , Bankruptcy, Civil , Consumer Fraud, Federal , Securities , Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes
John is now retired.
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“Actually having the lawyer call personally is one of the best things. Quick expedient in the consult”
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Lawyers.com Review
“John is a highly qualified and very experienced. I endorse this lawyer.”
Avvo Rating: Rated 4.9 out of 5

J. Thomas Richardson

Second Avenue , Seattle , Washington 98104
Practice Areas: Antitrust & Trade Regulation,Corporate ,Products Liability,Real Estate ,Securities ,Trademarks
Google Review
“Taylor Poyner, our ARNP, demonstrates genuine concern for the well being of her clients. She is clearly very knowledgeable and takes her position seriously, while remaining down to…”
— Gilbert Duncan
Avvo Rating: Rated 4.2 out of 5

John Schochet

Firm: Dorsey & Whitney LLP
U.S. Bank Centre , Seattle , Washington 98101
Practice Areas: Appellate , Civil , Corporate , Products Liability, Securities , Appeals, Appeals, Appeals
Lawyers.com Review
“I endorse John whole-heartedly. He is brilliant, caring, insightful.”
Avvo Rating: Rated 5.0 out of 5

John P. Giesa

Firm: Reed and Giesa, P.S.
222 North Wall , Spokane , Washington 99201
Practice Areas: Bankruptcy,Class Actions,Corporate ,Franchise ,Professional Malpractice,Securities
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“John Giesa is an excellent, knowledgeable and respectful litigator that took the time to get to know the details of our complex business to unravel a ...”
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“She is willing to help you out with your diet. Good person and great advice. ?? …”
— Sandra Garcia
Avvo Rating: Rated 5.0 out of 5

John Neeleman

Firm: Lane Powell
1420 Fifth Ave , Seattle , Washington 98101
Practice Areas: Class Actions, Constitutional , Corporate , Environmental , Intellectual Property , Professional Malpractice, Securities , Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes, Lawsuits & Disputes
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“John is very bright and talented. He is also very busy. His willingness to fight for his client is t”
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Lawyers.com Review
“I endorse this lawyer's work.”
Avvo Rating: Rated 3.8 out of 5

John L. Mericle

Firm: Harris, Mericle and Wakayama, P.L.L.C.
999 Third Avenue , Seattle , Washington 98104
Practice Areas: Securities
Google Review
“Hello is this John F Kelly”
— Jolene Martin
Avvo Rating: Rated 5.0 out of 5

John Bender

Firm: John Bender
4634 Easy Marginal Way S , Seattle , Washington 98134
Practice Areas: Arbitration & Mediation, Business & Commercial, Consumer Protection, Contracts, Corporate , Franchise , Securities , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud
For more than 35 years, my practice has focused on resolving challenging securities, franchise, banking and other complex civil cases on behalf of businesses and individuals.. Securities Fraud, Enforcement, Regulatory and Broker-Dealer Defense. Investors, broker-dealers, investment bankers, advisers, and registered representatives seek my representation in regulatory investigations and disciplinary actions brought by the U.S. Securities and Exchange Commission, Financial Industry Regulatory Authority (FINRA and NYSE), the New York Stock Exchange and the State of Washington Securities Division, including presenting Wells submissions and Central Registration Depository expungement requests.  I often handle the prosecution and defense of customer claims against investment advisors, broker-dealers and registered representatives. These matters involve claims of unsuitability, churning, breach of fiduciary duty, fraud and misrepresentation, particularly before FINRA Dispute Resolution.. I was FINRA’s appointed arbitrator and mediator trainer for the Seattle panel of FINRA arbitrators from 1993-2003. In that capacity, I trained hundreds of arbitrators and mediators around the country. A substantial portion of my practice has been as a FINRA, National Futures Association and NYSE arbitrator and mediator.. Broker Recruitment Litigation. I frequently prosecute noncompetition, non-solicitation and trade secrets disputes for broker-dealers and registered representatives.. Securities and Complex Civil Litigation. I have considerable additional securities litigation experience in the areas of shareholder derivative action, directors’ and officers’ liability, insider trading, corporate governance and internal investigations, mortgage-backed securities and stock option disputes.. Franchising and Related Disputes. I represent franchisors advising on business, regulatory and growth strategies, and defend franchisors in regulatory investigations and lawsuits. I advise franchisees on their rights and defend them in franchise termination matters.
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“John defended me in a complicated case over a three year period. In the end he basically shredded t”
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“I endorse this lawyer.”
Avvo Rating: Rated 5.0 out of 5

John A. Tondini

Second Avenue , Seattle , Washington 98104
Practice Areas: Antitrust & Trade Regulation,Civil ,Intellectual Property ,Securities
Google Review
“I cannot say enough positive things about John and how he helped me. He was thorough, communicated clearly and quickly, listened to everything I had to say, and most of all was kin…”
— Nathan Chomsky-Higgins
Avvo Rating: Rated 3.3 out of 5

Jeniphr Breckenridge

Firm: Hagens Berman Sobol Shapiro LLP
1301 Second Avenue, Suite 2000 , Seattle , Washington 98101
Practice Areas: Class Actions, Personal Injury, Securities , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud
Lawyers.com Review
“I endorse this lawyer's work to the greatest possible extent.”
Avvo Rating: Rated 5.0 out of 5

James B. Stoetzer

1420 Fifth Avenue , Seattle , Washington 98101
Practice Areas: Civil ,Class Actions,Construction ,Employment & Labor ,Securities
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“Our company has worked with Jim for many years and I've had the pleasure of working with him directly on numerous corporate and contractual disputes. ...”
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Avvo Rating: Rated 5.0 out of 5

Lawrence Cock

Firm: CFL Law, LLP
3045 42nd Ave. West , Seattle , Washington 98199
Practice Areas: Antitrust & Trade Regulation, Consumer Protection, Franchise , Securities , Employment & Labor, Employment & Labor, Employment & Labor, Employment & Labor
Lawrence Cock emphasizes employment law, including agreements to not compete and trade secret misappropriation. Mr. Cock was involved in the creation and passage of Washington's new noncompete statute, RCW 49.62. Mr. Cock represents employees and employers in transitions and litigation. Mr. Cock also emphasizes securities law and investment fraud, representing brokers, broker-dealers, Investment Advisers, customers, and investors in matters involving securities fraud. Mr. Cock also represents firms, brokers, and individuals facing legal proceedings by regulators such as the Securities and Exchange Commission, FINRA, and Washington's Department of Financial Institutions (DFI).
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“ing a non-compete, or if you have any employment or labor issues at all.”
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Lawyers.com Review
“I endorse this attorney. Lawrence is an experienced, thoughtful, and highly accomplished litigator.”

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