Okla. Stat. tit. 82, § 82-1085.49
This is the official text of Okla. Stat. tit. 82, § 82-1085.49, part of Oklahoma’s Stat. tit. 82, — part of the compiled statutory law of Oklahoma, published by the state as "Stat. tit. 82,." Browse the sections below, each linked to its official government source.
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Investment certificates - Acquisition by brokers or
Official statutory text
dealers.
Except as provided in the rules and regulations of the Municipal
Securities Rulemaking Board no broker, dealer, or investment
certificates dealer that has a financial advisory relationship with
respect to a new issue of investment certificates shall acquire as
principal either alone or as a participant in a syndicate or other
similar account formed for the purpose of purchasing, directly or
indirectly, from the issuer all or any portion of such issue, or
arrange for such acquisition or participation by a person
controlling, controlled by, or under common control with such
broker, dealer, or investment certificates dealer.
Except as provided in the rules and regulations of the Municipal
Securities Rulemaking Board no broker, dealer, or investment
certificates dealer that has a financial advisory relationship with
respect to a new issue of investment certificates shall acquire as
principal either alone or as a participant in a syndicate or other
similar account formed for the purpose of purchasing, directly or
indirectly, from the issuer all or any portion of such issue, or
arrange for such acquisition or participation by a person
controlling, controlled by, or under common control with such
broker, dealer, or investment certificates dealer.
Status: in_force · Read it on the official government site
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