Over 25 years legal practice involving Investment Management, Employee Benefits, Securities, Tax, Executive Compensation, SEC, DOL, IRS, FINRA, OCC, FDIC, Broker Dealers, Registered Investment Advisers, Financial Institutions, Legislation, Insurance Companies, Fiduciary Transactions, Regulatory Compliance, ERISA, Investment Advisers Act, Securities Exchange Act, Investment Company Act, Private Equity, Fund Formation, Hedge Funds, Investment Vehicles, Collective Investment Vehicles, Regulatory ComplianceSpecialties: ERISA and Securities Law regulation of qualified retirement plan products and services, and related investment advisory and broker dealer issues.
Average Rating: 3.65
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Stephen Wilkes
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Stephen Wilkes
The Wagner Law Group
Practice-Area(s)
Business & Commercial, Land Use & Zoning, Real Estate , Administrative Law, Administrative Law
Attorney for : Business & Commercial, Land Use & Zoning, Real Estate , Administrative Law, Administrative Law
$150 - $400 per hour
San Francisco, 94104
Address
315 Montgomery St Ste 904,
San Francisco
,
94104
Counties
Los Angeles , San Francisco County - Southeast, Suffolk , San Francisco County - Southeast, Suffolk County
315 Montgomery St Ste 904
, San Francisco.
94104
US
Not Available
Phone
Not Available
