Top Securities & Investment Fraud Lawyers in ZIP 35203 | 12 available

Firm: Rumberger, Kirk & Caldwell

2001 Park Place North , Birmingham , Alabama 35203

Practice Areas: Banking & Finance, Election Campaign & Political , Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud

Craig Hymowitz is a seasoned financial crime compliance executive.  As General Counsel of COR Clearing LLP, Craig was hired to oversee the company’s compliance and remediation obligations following their consent to a $1 million FINRA penalty.  Before joining COR, Craig was hired as Associate General Counsel of Sterne, Agee & Leach, Inc. to advise their compliance department on the restructuring of its anti-money laundering policies and procedures and transaction monitoring system.. Prior to going in-house, Craig was a partner at Blank Rome LLP in their Litigation and White Collar Defense and Investigations departments.  While there, he co-founded and co-chaired the firm’s Anti-Money Laundering and Economic Sanctions working group.. Craig brings extensive experience advising executive leadership and business units on the evolving anti-money laundering, economic sanctions, anti-bribery and corruption compliance risks.  His practice is focused on representing regulated entities in their dealings with state and federal regulators, law enforcement and self-regulatory organizations.  He has represented banks, broker-dealers, and other financial institutions prepare for and defend themselves during regular and for cause examinations, helped negotiate and respond to regulatory findings, defended firms during enforcement actions, and oversaw any required remediation.. With a background in investigative journalism, internal investigations, and risk management Craig is highly skilled at assessing the specific legal, contractual, and regulatory risks facing financial institutions.  He has built a reputation as a collaborative advisor dedicated to assisting his clients identify, navigate, and mitigate potential legal risks before they become legal problems.. Craig received his J.D. from the University of Pennsylvania Law School and his B.A. cum laude from Cornell University.  He is AV peer review rated and a Certified Anti-Money Laundering Specialist (CAMS).

Firm: Donaldson & Guin, LLC

505 20th St N , Birmingham , Alabama 35203

Practice Areas: Business Formation, Business , Family , Real Estate , Securities , Business, Business, Business, Business, Business, Business, Business, Business, Business, Securities & Investment Fraud

Firm: Guin Stokes & Evans, LLC

505 20th St N , Birmingham , Alabama 35203

Practice Areas: Securities & Investment Fraud

David Guin handles general business & commercial litigation, securities fraud, shareholder disputes, institutional investors, stock broker arbitrations, antitrust and consumer class actions. Mr. Guin has been listed in publication, The Best Lawyers in America, for his securities litigation practice. He also has been selected as a "Super Lawyer" and has received an "AV" peer-review rating from Martindale-Hubbell. Guin is Alabama chapter president of the International Network of Boutique Law Firms () and is a director and past Executive Committee member of the National Association of Securities and Consumer Attorneys (). He has been a member of the Editorial Board of Class Action Reports, a bi-monthly Thomson/West publication reporting on all aspects of class action litigation. He is frequently published in law reviews and similar publications.In his spare time, Guin enjoys armchair theology, landscape photography, fingerstyle guitar, hiking and fly fishing. He serves as Board President for Cahaba Riverkeeper, and serves on the Board of 10/40 Connections.. Practice: Complex financial litigation - securities, shareholder disputes, antitrust, accounting, tax, class actions, and business mediation. No representation is made that the quality of legal services to be performed is greater than the quality of legal services performed by other attorneys.

Firm: Maynard Cooper & Gale, PC

1901 6th Ave N , Birmingham , Alabama 35203

Practice Areas: Securities & Investment Fraud

Firm: Rumberger Kirk & Caldwell

2001 Park Pl Ste 1300 , Birmingham , Alabama 35203

Practice Areas: Securities & Investment Fraud

Firm: Bressler Amery & Ross, PC

2001 Park Pl Ste 1500 , Birmingham , Alabama 35203

Practice Areas: Securities & Investment Fraud

Firm: Bressler Amery & Ross, PC

420 20th St N Ste 2200 , Birmingham , Alabama 35203

Practice Areas: Securities & Investment Fraud

Firm: Ken Simon Law

Wells Fargo Tower , Birmingham , Alabama 35203

Practice Areas: Business , General Practice, Government Agencies, Mediation, Securities , White Collar Crime, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud

Firm: Maynard Nexsen, PC

1901 6th Ave N Ste 1700 , Birmingham , Alabama 35203

Practice Areas: Antitrust & Trade Regulation, Taxation - State & Federal, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud

Firm: Maynard, Cooper & Gale, PC

1901 6th Ave N , Birmingham , Alabama 35203

Practice Areas: General Practice, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud

Firm: Rumberger Kirk & Caldwell

2001 Park Pl Ste 1300 , Birmingham , Alabama 35203

Practice Areas: Securities & Investment Fraud

Firm: Maynard, Cooper & Gale, PC

2400 Regions Harbert Plaza , Birmingham , Alabama 35203

Practice Areas: General Practice, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud, Securities & Investment Fraud