Securities lawyers in California Ronald Fein to Samuel E.

Firm: RL Fein, Inc PC

6355 Topanga Canyon Blvd , Woodland Hills , California 91367

Practice Areas: Corporate , Debtor/Creditor, General Practice, Securities , Business, Business, Business

Ronald L. Fein is the esteemed solo practitioner of RL Fein, Inc., renowned for his extensive legal acumen and leadership. Since being admitted to the California bar in 1970, Mr. Fein has carved a notable path in corporate law. His early career with Gibson Dunn & Crutcher and subsequent appointment as the youngest Chief Deputy Commissioner of the California Department of Corporations signaled a trajectory of achievement. Rising to Chair Mergers, Acquisitions, and Corporate Finance at Jones, Day, Reavis & Pogue, he ultimately served nearly two decades as a senior shareholder at Stutman, Treister & Glatt.. Mr. Fein's proficiency spans securities, real estate finance, and M&A, with over 40 years of experience. His work encompasses facilitating complex mergers, business combinations, and financings. His commitment to education is evident in his adjunct position at Loyola University School of Law since 1976, complemented by active participation in law associations such as the Los Angeles County and American Bar Associations. Notably, Mr. Fein is highlighted in Best Lawyers in America since 1983 and dearly recognized as a Southern California Super Lawyer by Los Angeles Magazine. His published works and board roles further underline Mr. Fein's impactful contributions to corporate law.

1900 Avenue of the Stars (Century City)21st Floor , Los Angeles , California 90067

Practice Areas: Banking & Finance,Business & Commercial,Corporate ,Mergers & Acquisitions,Securities

Russ Building   235 Montgomery Street , San Francisco , California 94104

Practice Areas: Corporate ,Securities

Firm: DLA Piper US LLP

4365 Executive Drive   1100  92 , San Diego , California 92121

Practice Areas: Corporate ,Securities

Firm: Milberg Weiss LLP

300 South Grand Avenue 3900  90 , Los Angeles , California 90071

Practice Areas: Antitrust & Trade Regulation,Consumer Protection,Securities

Firm: Foley and Lardner LLP

West Broadway , San Diego , California 92101

Practice Areas: Business & Commercial,Securities

Firm: Fenwick and West LLP

Silicon Valley Center   801 Street Ca , Mountain View , California 94041

Practice Areas: Mergers & Acquisitions,Securities

Firm: Law Offices of William J. King

19800 Macarthur Boulevard Suite 1000 , Irvine , California 92612

Practice Areas: Appellate , Business , Contracts, International & Trade, Real Estate , Securities , Business

Firm: Stradling Yocca Carlson & Rauth

3011 Townsgate Rd Ste 440 , Westlake Village , California 91361

Practice Areas: Business & Commercial, Corporate Finance, Mergers & Acquisitions, Securities , Wages/Commissions/Overtime, Business, Business

Firm: Bakhtiari & Harrison, P.C.

12711 Ventura Blvd. , Studio City , California 91604

Practice Areas: Securities , Securities & Investment Fraud

Mr. Bakhtiari represents clients in securities disputes before FINRA (NASD, NYSE), state and federal courts. In June 2019, Mr. Bakhtiari was nominated to serve as a public member of the Discovery Task Force Committee (DTFC) of the Financial Industry Regulatory Authority (FINRA) which is the advisory group, established in conjunction with a directive from the U.S. Securities & Exchange Commission that reviews substantive issues relating to discovery in arbitration proceedings that are conducted under the auspices of the FINRA Code of Arbitration Procedure.. In June 2013, Mr. Bakhtiari was named Chairman of the National Arbitration and Mediation Committee (“NAMC”) of FINRA. The NAMC is an advisory group that makes recommendations on rules, regulations and procedures governing FINRA arbitration, mediation and dispute resolution.. In June 2011, Mr. Bakhtiari was nominated to serve as a public member of the Nasdaq OMX BX Arbitration Committee, which is the advisory group that provides recommendations on rules, regulations and procedures governing arbitrations, mediations and dispute resolution for the Nasdaq and Boston Stock Exchanges.. In 2009, Mr. Bakhtiari was nominated to serve as a public member of the National Arbitration and Mediation Committee of FINRA.. Mr. Bakhtiari served on the Board of Directors of the Public Investors Arbitration Bar Association (PIABA) from 2008 to 2013 and served as President for the 2011 to 2012 term. PIABA is a nationwide organization of securities lawyers that represent investors in disputes with the financial service industry.. Mr. Bakhtiari served on the faculty of the Practicing Law Institute (2012, 2014, 2015, 2016, 2017, 2019 and 2020), the New York City Bar Association’s presentation of Securities Arbitration and Mediation Hot Topics (2012) and has spoken at the FINRA Annual Conference (2012 and 2014) on the topic of securities arbitration. Mr. Bakhtiari is a past member of the board of editors, managing editor of the PIABA Bar Journal and edited the “Recent Arbitration Awards” column covering significant NASD and NYSE arbitration awards. Mr. Bakhtiari has spoken at the Public Investors Arbitration Bar Association annual meeting, California mid-year meeting, authored and co-authored several articles. He was a teaching assistant and extern to the Honorable James N. Barr, United States Bankruptcy Judge for the Central District of California and presently serves as a FINRA securities arbitrator.. In addressing investors right’s issues, Mr. Bakhtiari has been quoted by the press in publications that include the New York Times, Wall Street Journal, Bloomberg, Los Angeles Times, Reuters, Dow Jones Business News, NY Post, Los Angeles Business Journal, The American Banker and Cleveland Plains Dealer.. Mr. Bakhtiari was recognized from 2014 to 2024 as a Southern California Super Lawyer. Between 2005 and 2013 he was recognized as a Southern California Super Lawyer Rising Star.

4365 Executive Drive 3rd Floor , San Diego , California 92121

Practice Areas: Mergers & Acquisitions,Securities ,Wages/Commissions/Overtime

401 West A Street   1600 , San Diego , California 92101

Practice Areas: Business ,Elder ,Probate ,Professional Malpractice,Real Estate ,Securities

Firm: Troy and Gould P.C.

16th Floor   1801 Century Park East   , Los Angeles , California 90067

Practice Areas: Civil ,Real Estate ,Securities

Firm: Heller Ehrman

4365 Executive Drive, Suite 1100 , San Diego , California 92121

Practice Areas: Mergers & Acquisitions, Securities , Venture Capital

Firm: Klee, Tuchin, Bogdanoff & Stern LLP

1999 Avenue of the Stars, 39th Floor , Los Angeles , California 90067

Practice Areas: Corporate , Mergers & Acquisitions, Securities , Business

Firm: Greene Radovsky Maloney Share and Hennigh LLP

Four Embarcadero Center   4000 , San Francisco , California 94111

Practice Areas: Energy ,Securities ,Taxation - State & Federal

Firm: Stauber Law Offices

1880 Century Park East , Los Angeles , California 90067

Practice Areas: Business & Commercial, Corporate , General Practice, Securities , Business, Business

A.  Lawyer - corporate and securities transactional matters (federal securities compliance, mergers and acquisitions, business combinations, public and private offerings, complex financing transactions, takeovers and related matters) - entity transactional business matters from formation, financing, marketing, branding, to multiple exit strategies.. B.  Admitted to bar, 1967, California and United States District Court, Central District of California and Eastern District of California, and State Bar of California. C.  United States of America Supreme Court, 1972. D.  Alpha Epsilon Pi Social Fraternity and Tau Epsilon Rho Professional Law Fraternity. E.  United States Army/California National Guard (1965 - 1971). F.  Corporations Counsel, Department of Investment, Division of Corporations, State of California (Los Angeles, California Office) 1965-1967. G.  Judge Pro Tem, various dates Los Angeles Court and Mediator, various dates Riverside Superior Court). H.  Principal in various firms from 1967 to present (Ronald J. Stauber; Blacker & Stauber; Stauber & Gersh; Stauber & Ungar; Ronald J. Stauber, Inc.). Recognized and listed in “The Bar Register of Preeminent Lawyers,” LexisNexis and Martindale-Hubbell Register of Most Distinguished Law Practices, 2006 to present.. Listed in various professional biographical publications (including, Martindale-Hubbell Law Directory [av rating] and Who's Who in American Law [various editions]).. Member, Beverly Hills, Los Angeles County, Riverside County and American Bar Associations  (various dates from 1967 - member of various law sections, real estate, business and corporate law, etc.;  Member of the Business Law Section and the Corporate Compliance Committee of American Bar Association).. MVAT Foundation, a non-profit corporation (Wounded Warrior Project, Congressional Medal of Honor Foundation, Green Beret Foundation, Habitat for Humanity, K9s for Warriors, Gary Sinise Foundation - support),  co-founder and member of Board of Directors.  $1.2 Million disbursed to charities serving U.S. military veterans and families since 2007.. Has received City of Los Angeles Certificates of Appreciation in recognition and acknowledgment for community service and/or pro bono legal services, 1995-2002.. Is an avid golfer, member of two country clubs, active in club “politics.”  Is a philatelist, specializes in 19th Century United States classic stamps. Owns, shows and races classic automobiles – pre-war automobiles - invited to and participated in Concours d’ Elegance (GreyStone Manor, Rodeo Drive, Palos Verdes, San Marino, CA -  award winner).  Holds competition racing permits - licenses – Sports Car Club of America, SVRA and Vintage Auto Racing Association. Invited to race and raced at 2014, 2015 and 2016 Rolex Monterey Motorsport Reunion – Pebble Beach, CA.. Active in various professional, social and hobby associations related to interests.

Firm: Procopio

200 Spectrum Center Dr Ste 1650 , Irvine , California 92618

Practice Areas: Business Organizations, Securities , Business

Firm: Palmieri, Tyler, Wiener, Wilhelm & Waldron LLP

1900 Main Street , Irvine , California 92614

Practice Areas: Corporate & Securities, Mergers and Acquisitions, Securities, Franchise Law, Taxation, Start-up and Emerging Business, Real Estate, Acquisitions and Dispositions, Leasing, Development and Land Use, Environmental, Tax Deferred Exchanges, Joint Venture and Entity Formation, Common Interest Sub-Divisions, Construction, Property Tax, Real Estate Finance, Wealth Protection and Estate Planning, Wealth Protection, Succession Planning

Firm: Samuel E. Goldstein & Associates

1646 N Boulevard   550 Califor , Walnut Creek , California 94596

Practice Areas: Legal Malpractice,Securities