Financial Markets And Services lawyers in District of Columbia Lori Mainous to Ronald I

Firm: Muldoon Murphy & Aguggia LLP

5101 Wisconsin Avenue NW , Washington , District of Columbia 20016

Practice Areas: Corporate & Incorporation, Financial Markets and Services, Mergers & Acquisitions, Securities & Investment Fraud

Firm: Bevilacqua PLLC

1629 K Street, NW , Washington , District of Columbia 20006

Practice Areas: Financial Markets and Services

I am the founding member of Bevilacqua PLLC and also a co-founder, President and General Counsel of Digital Offering, a merchant bank that raises growth capital for private and public companies. Before starting my own firm and co-founding Digital Offering, I was a partner in the Corporate and Securities Group at Pillsbury Winthrop Shaw Pittman LLP.  Before that, I was a partner in the Business and Finance group of Thelen LLP and also practiced at other international and regional law firms as a corporate and securities transactional lawyer. I have counseled companies of every size ranging from entrepreneurs with just an idea to established companies whose securities trade on the NYSE or NASDAQ. I have broad experience representing issuers in public offerings and private placements of securities, Exchange Act compliance, angel and venture capital financings, and other areas of equity and debt financing. I also advise my clients on mergers, acquisitions and other business combinations, including “roll up” transactions. I have several years of experience working with microcap public companies whose securities are quoted on the Over-the-Counter Bulletin Board, and he understands the special needs of these companies. I have also represented companies with international operations, including companies based in the People’s Republic of China and Taiwan, Republic of China, Latin America, Europe and Australia. I graduated Cum Laude from Fordham University and obtained a Juris Doctor from Fordham University School of Law where I was a member of the Order of Coif. I am Chambers ranked in Capital Markets (International Firms) (Experts Based Abroad) and USA Capital Markets: Debt & Equity (Foreign Experts).

Firm: Practus LLP

2001 L Street N.W. , Washington , District of Columbia 20036

Practice Areas: Financial Markets and Services

Robert has over 20 years of considerable experience in financial services, advising Registered Investment Advisers and Broker-Dealers regarding regulatory and compliance issues. With a deep understanding of the federal securities laws, Robert provides Registered Investment Advisers and Broker-Dealers comprehensive and diverse services relating to all aspects of the federal securities laws, FINRA rules, and BSA/AML regulations. He has represented Registered Investment Advisers, Broker-Dealers, and associated persons being examined, investigated, and prosecuted by the SEC, FINRA, other self-regulatory organizations and state regulators. He has assisted several Registered Investment Advisers in establishing SEC and/or state registration including drafting and filing all of the required documentation plus creating required compliance policies and procedures.

Firm: Pepper Hamilton LLP.

Hamilton Square , Washington , District of Columbia 20005

Practice Areas: Banking, Financial Markets and Services, Real Estate

Firm: Pillsbury Winthrop Shaw Pittman LLP

1133 Connecticut Avenue Northwest , Washington , District of Columbia 20036

Practice Areas: Financial Markets and Services

Firm: Covington & Burling

1201 Pennsylvania Avenue N West , Washington , District of Columbia 20004

Practice Areas: Litigation, Financial Markets and Services, Financial Markets and Services, Antitrust & Trade Law, Consumer Protection, Intellectual Property

Firm: Morrison & Foerster

2000 Pennsylvania Avenue Northwest , Washington , District of Columbia 20006

Practice Areas: Financial Markets and Services

555 12 Th St NW , Washington , District of Columbia 20004

Practice Areas: Financial Markets and Services

, District Of Columbia

Practice Areas: Financial Markets and Services, Public Finance & Tax Exempt Finance, Securities & Investment Fraud, State, Local And Municipal Law

Firm: Pillsbury Winthrop Shaw Pittman LLP

1133 Connecticut Avenue Northwest , Washington , District of Columbia 20036

Practice Areas: Financial Markets and Services

Firm: Akin Gump Strauss Hauer & Feld LLP

1300 19th Northwest , Washington , District of Columbia 20036

Practice Areas: Financial Markets and Services, Corporate & Incorporation, Securities & Investment Fraud

Firm: Sonnenschein Nath & Rosenthal LLP

1301 K Street, N.W., Suite 600, East Tower , Washington , District of Columbia 20005

Practice Areas: Financial Markets and Services, Government, Government, Financial Markets and Services, Internet, Privacy

Firm: Perkins Coie Llp

700 13th St NW Ste 600 , Washington , District of Columbia 20005

Practice Areas: Financial Markets and Services

Matthew Williams counsels directors of registered investment companies, independent directors and investment advisers on a variety of products, including mutual funds, ETFs, closed-end funds, unit investment trusts, separate accounts and variable insurance products. He has assisted in the drafting of SEC exemptive applications, participated in the annual 15(c) review process and revised prospectuses, proxies, SAIs, Forms 497, and other disclosure documents under the federal securities laws. Matthew also assists private investment fund sponsors and advisers throughout the fund formation process, including private equity funds and hedge funds.. Matthew’s practice experience includes providing advice to directors and investment advisers on discrete regulatory and compliance issues regarding federal securities laws including the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Commodity Exchange Act, the Securities Act of 1933 and the Securities Exchange Act of 1934.. While attending Duke University School of Law, Matthew served as a judicial intern with the Supreme Court of North Carolina, served as a student attorney with the Duke Wrongful Convictions Clinic, and worked as a teaching assistant and research assistant.

Firm: Orrick

3050 K Street N West , Washington , District of Columbia 20007

Practice Areas: Financial Markets and Services

Firm: Cadwalader

1201 F Street, N.W. , Washington , District of Columbia 20004

Practice Areas: Financial Markets and Services

Firm: K&L Gates

1601 K St NW , Washington , District of Columbia 20006

Practice Areas: Financial Markets and Services

Firm: Sutherland Asbill & Brennan LLP ATTORNEYS AT LAW

1275 Pennsylvania Avenue N West , Washington , District of Columbia 20004

Practice Areas: Financial Markets and Services

Firm: The Harbour Group

2300 N Street, NW, Suite 1200 , Washington , District of Columbia 20037

Practice Areas: Corporate & Incorporation, Business, Financial Markets and Services, General Practice

Firm: Hogan & Hartson

1001 Pennsylvania Avenue Northwest , Washington , District of Columbia 20004

Practice Areas: Financial Markets and Services, Business, Tax

Firm: Wilmer Hale

1875 Pennsylvania Avenue N West , Washington , District of Columbia 20006

Practice Areas: International Law, Financial Markets and Services, Securities & Investment Fraud, Government, Defective and Dangerous Products