Securities & Investment Fraud lawyers in New Jersey

Explore New Jersey attorneys like Alex Schmidt in cities like cranford. These attorneys specialize in Securities & Investment Fraud in Zip codes like 07016.
Alex Schmidt Securities & Investment Fraud Lawyer Alex Schmidt Jacob Wentworth Securities & Investment Fraud Lawyer Jacob Wentwort Michael Giarrusso Securities & Investment Fraud Lawyer Michael Giarru Richard Devita Securities & Investment Fraud Lawyer Richard Devita David Sufrin Securities & Investment Fraud Lawyer David Sufrin
Alex Schmidt
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Avvo Rating: Rated 5.0 out of 5

Alex Schmidt

Firm: Lubiner Schmidt Palumbo
123 north union ave Suite 305 , cranford , New Jersey 07016
Practice Areas: Securities & Investment Fraud
I specialize in broker dealer, securities law and criminal law. I provide legal counsel to broker dealers and investment advisors, as well as investors seeking to pursue a claim in litigation or more likely through FINRA arbitration.  Prior to law school, I worked for a number of years as a Series 7 broker and Series 66 investment advisor. My practice area also focuses on regulatory inquiries and investigations, from FINRA, the SEC, as well as the New Jersey Bureau of Securities. I also handle employment related legal issues pertaining to financial advisors and registered representatives such as the Broker Protocol, FINRA expungement, and FORM U5 Reformation.
Avvo Review
“Alex was well prepared and had me in and out while saving my license and avoiding huge fines by redu”
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Lawyers.com Review
“Alex is a great lawyer. He has the combination of knowledge and determination needed to win cases for his clients. I highly recommend him.”
Jacob Wentworth
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Jacob Wentworth

Firm: Prudential Financial
655 Broad St Fl 9 , Newark , New Jersey 07102
Practice Areas: Securities & Investment Fraud
Michael Giarrusso
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Avvo Rating: Rated 5.0 out of 5

Michael Giarrusso

Firm: Giarrusso Law Group LLC
111 Town Square Place, Suite 1203 , Jersey City , New Jersey 07310
Practice Areas: Securities & Investment Fraud
Financial services attorney primarily focused on resolving disputes through securities arbitration before the Financial Industry Regulatory Authority (FINRA), in addition to state and federal court litigation on select securities and consumer matters. On behalf of aggrieved investors, seek recovery of investment losses due to defective financial products or the wrongdoing of a broker or wealth manager. On behalf of securities industry professionals, offer representation on a broad range of matters including broker transitions, compensation-related disputes and employment matters including U5 expungement.
Avvo Review
“I recently hired Mr. Giarrusso to represent me and offer advice concerning a FINRA matter. As a financial advisor departing from the employment of a ...a Contracts clientIn cannot …”
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Richard Devita
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Avvo Rating: Rated 5.0 out of 5

Richard Devita

1228 Garden Street , Hoboken , New Jersey 07030
Practice Areas: Securities & Investment Fraud
Avvo Review
“in with his expertise to help us sail through smoothly for a complicated and time consuming closing.”
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David Sufrin
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Avvo Rating: Rated 5.0 out of 5

David Sufrin

Firm: Sufrin Zucker Steinberg Sonstein & Wixted
519 Federal Street , Camden , New Jersey 08103
Practice Areas: Securities & Investment Fraud
Avvo Review
“He is also extremely responsive and always accessible, ready to answer any questions or concerns. H”
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Lawyers.com Review
“I endorse this lawyer.”
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