Md. Code, Corporations and Associations § 11-306
This is the official text of Md. Code, Corporations and Associations § 11-306, part of Maryland’s Code, Corporations and Associations — governs the formation and operation of corporations, LLCs, and partnerships.
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§11–306.
Official statutory text
A person who engages in the business of effecting transactions in securities for the account of others or for the person’s own account or who acts as a broker–dealer or agent may not engage in dishonest or unethical practices in the securities or investment advisory business.
Status: in_force · Read it on the official government site
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