Nev. Rev. Stat. § 90.4535
This is the official text of Nev. Rev. Stat. § 90.4535, part of Nevada’s Rev. Stat — part of the compiled statutory law of Nevada, published by the state as "Rev. Stat." Browse the sections below, each linked to its official government source.
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Description of person “associated with” securities exchange or applicant for registration
Official statutory text
A person is “associated with” a securities exchange or an applicant for registration as such if the person is:
1. An officer, director, shareholder, employee or other agent, client, customer or member of the securities exchange or applicant;
2. A partner, officer or director of a member of the securities exchange; or
3. An employee of a member of the securities exchange who is licensed pursuant to this chapter or registered pursuant to the Securities Exchange Act of 1934. 1
1 15 USCA § 78a et seq.
1. An officer, director, shareholder, employee or other agent, client, customer or member of the securities exchange or applicant;
2. A partner, officer or director of a member of the securities exchange; or
3. An employee of a member of the securities exchange who is licensed pursuant to this chapter or registered pursuant to the Securities Exchange Act of 1934. 1
1 15 USCA § 78a et seq.
Status: in_force · Read it on the official government site
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