N.Y. GBS Law § 875-G

§ 875-g. Internal compliance, certification, and reporting. 1. Every\ndealer shall:\n (a) implement and maintain sufficient internal compliance procedures\nto ensure compliance with the requirements of this article; and\n (b) annually certify to the superintendent that such dealer has\ncomplied with all of the requirements of this article. The\nsuperintendent shall by regulation determine the form and content of\nsuch annual certification.\n 2. (a) The superintendent shall promulgate regulations requiring\nperiodic inspections of not less than one inspection of every dealer\nevery three years, during regular and usual business hours, by the\ndivision of state police of the premises of every dealer to determine\ncompliance by such dealer with the requirements of this article. Every\ndealer shall provide the division of state police with full access to\nsuch dealer's premises for such inspections.\n (b) The superintendent shall prepare an annual report providing\ninformation on the number of dealers inspected annually, the number of\ndealers in compliance with the requirements of this article, the number\nof dealers failing to comply with the requirements of this article, and\nother information that the superintendent deems necessary and\nappropriate. The first report shall be delivered to the governor, the\nmajority leader of the senate and the speaker of the assembly, and shall\nbe made available to the public on the division of state police website,\non or before January first, two thousand twenty-four and annually\nthereafter.\n