N.Y. PML Law § 1307

§ 1307. Required regulations. 1. The commission is authorized:\n (a) to adopt, amend or repeal such regulations, consistent with the\npolicy and objectives of this article, as amended and supplemented, as\nit may deem necessary to protect the public interest in carrying out the\nprovisions of this article; and\n (b) to adopt, amend or repeal such regulations as may be necessary for\nthe conduct of hearings before the commission and for the matters within\nall other responsibilities and duties of the commission imposed by this\narticle.\n 2. The commission shall, without limitation, include the following\nspecific provisions in its regulations in accordance with the provisions\nof this article:\n (a) prescribing the methods and forms of application and registration\nwhich any applicant or registrant shall follow and complete;\n (b) prescribing the methods, procedures and form for delivery of\ninformation concerning any person's family, habits, character,\nassociates, criminal record, business activities and financial affairs;\n (c) prescribing such procedures for the fingerprinting of an\napplicant, employee of a licensee, or registrant, and methods of\nidentification which may be necessary to accomplish effective\nenforcement of restrictions on access to the casino and other restricted\ncasino areas of the gaming facility;\n (d) prescribing the method of notice to an applicant, registrant or\nlicensee concerning the release of any information or data provided to\nthe commission by such applicant, registrant or licensee;\n (e) prescribing the manner and procedure of all hearings conducted by\nthe commission or any presiding officer;\n (f) prescribing the manner and method of collection of payments of\ntaxes, fees, interest and penalties;\n (g) defining and limiting the areas of operation, the rules of\nauthorized games, odds, and devices permitted, and the method of\noperation of such games and devices;\n (h) regulating the practice and procedures for negotiable transactions\ninvolving patrons, including limitations on the circumstances and\namounts of such transactions, and the establishment of forms and\nprocedures for negotiable instrument transactions, redemptions, and\nconsolidations;\n (i) prescribing grounds and procedures for the revocation or\nsuspension of operating certificates, licenses and registrations;\n (j) governing the manufacture, distribution, sale, deployment, and\nservicing of gaming devices and equipment;\n (k) prescribing for gaming operations the procedures, forms and\nmethods of management controls, including employee and supervisory\ntables of organization and responsibility, and minimum security and\nsurveillance standards, including security personnel structure, alarm\nand other electrical or visual security measures; provided, however,\nthat the commission shall grant an applicant broad discretion concerning\nthe organization and responsibilities of management personnel who are\nnot directly involved in the supervision of gaming operations;\n (l) prescribing the qualifications of, and the conditions pursuant to\nwhich, engineers, accountants, and others shall be permitted to practice\nbefore the commission or to submit materials on behalf of any applicant\nor licensee;\n (m) prescribing minimum procedures for the exercise of effective\ncontrol over the internal fiscal affairs of a licensee, including\nprovisions for the safeguarding of assets and revenues, the recording of\ncash and evidence of indebtedness, and the maintenance of reliable\nrecords, accounts, and reports of transactions, operations and events,\nincluding reports to the commission;\n (n) providing for a minimum uniform standard of accountancy methods,\nprocedures and forms; a uniform code of accounts and accounting\nclassifications; and such other standard operating procedures, as may be\nnecessary to assure consistency, comparability, and effective disclosure\nof all financial information, including calculations of
erations and events,\nincluding reports to the commission;\n (n) providing for a minimum uniform standard of accountancy methods,\nprocedures and forms; a uniform code of accounts and accounting\nclassifications; and such other standard operating procedures, as may be\nnecessary to assure consistency, comparability, and effective disclosure\nof all financial information, including calculations of percentages of\nprofit by games, tables, gaming devices and slot machines;\n (o) requiring quarterly financial reports and the form thereof, and an\nannual audit prepared by a certified public accountant licensed to do\nbusiness in this state, attesting to the financial condition of a\nlicensee and disclosing whether the accounts, records and control\nprocedures examined are maintained by the licensee as required by this\narticle and the regulations promulgated hereunder;\n (p) governing the gaming-related advertising of licensees, their\nemployees and agents, with the view toward assuring that such\nadvertisements are not deceptive; and\n (q) governing the distribution and consumption of alcoholic beverages\non the premises of the licensee.\n 3. The commission shall, in its regulations, prescribe the manner and\nprocedure of all hearings conducted by the commission.\n