Okla. Stat. tit. 71, § 71-1-409
This is the official text of Okla. Stat. tit. 71, § 71-1-409, part of Oklahoma’s Stat. tit. 71, — part of the compiled statutory law of Oklahoma, published by the state as "Stat. tit. 71,." Browse the sections below, each linked to its official government source.
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Withdrawal of registration of broker-dealer, agent,
Official statutory text
investment adviser, and investment adviser representative.
Withdrawal of registration by a broker-dealer, agent, investment
adviser, or investment adviser representative becomes effective
sixty (60) days after the filing of the application to withdraw or
within any shorter period as provided by rule adopted or order
issued under this act unless a revocation or suspension proceeding
is pending when the application is filed. If a proceeding is
pending, withdrawal becomes effective when and upon such conditions
as required by rule adopted or order issued under this act. The
Administrator may institute a revocation or suspension proceeding
under Section 1-411 of this title within one (1) year after the
withdrawal became effective automatically and issue a revocation or
suspension order as of the last date on which registration was
effective if a proceeding is not pending when the application is
filed.
Withdrawal of registration by a broker-dealer, agent, investment
adviser, or investment adviser representative becomes effective
sixty (60) days after the filing of the application to withdraw or
within any shorter period as provided by rule adopted or order
issued under this act unless a revocation or suspension proceeding
is pending when the application is filed. If a proceeding is
pending, withdrawal becomes effective when and upon such conditions
as required by rule adopted or order issued under this act. The
Administrator may institute a revocation or suspension proceeding
under Section 1-411 of this title within one (1) year after the
withdrawal became effective automatically and issue a revocation or
suspension order as of the last date on which registration was
effective if a proceeding is not pending when the application is
filed.
Status: in_force · Read it on the official government site
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