Okla. Stat. tit. 71, § 71-1-507
This is the official text of Okla. Stat. tit. 71, § 71-1-507, part of Oklahoma’s Stat. tit. 71, — part of the compiled statutory law of Oklahoma, published by the state as "Stat. tit. 71,." Browse the sections below, each linked to its official government source.
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Qualified immunity
Official statutory text
A broker-dealer, agent, investment adviser, federal covered
investment adviser, or investment adviser representative is not
liable to another broker-dealer, agent, investment adviser, federal
covered investment adviser, or investment adviser representative for
defamation relating to an alleged untrue statement that is contained
in a record required by the Administrator, or designee of the
Administrator, the Securities and Exchange Commission, or a self-
regulatory organization, unless it is proven that the person knew,
or should have known at the time that the statement was made, that
it was false in a material respect or the person acted in reckless
disregard of the statement’s truth or falsity.
investment adviser, or investment adviser representative is not
liable to another broker-dealer, agent, investment adviser, federal
covered investment adviser, or investment adviser representative for
defamation relating to an alleged untrue statement that is contained
in a record required by the Administrator, or designee of the
Administrator, the Securities and Exchange Commission, or a self-
regulatory organization, unless it is proven that the person knew,
or should have known at the time that the statement was made, that
it was false in a material respect or the person acted in reckless
disregard of the statement’s truth or falsity.
Status: in_force · Read it on the official government site
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