Okla. Stat. tit. 71, § 71-1-606
This is the official text of Okla. Stat. tit. 71, § 71-1-606, part of Oklahoma’s Stat. tit. 71, — part of the compiled statutory law of Oklahoma, published by the state as "Stat. tit. 71,." Browse the sections below, each linked to its official government source.
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Administrative files and opinions
Official statutory text
A. The Administrator shall maintain, or designate a person to
maintain, a register of applications for registration of securities;
registration statements; notice filings; applications for
registration of broker-dealers, agents, investment advisers, and
investment adviser representatives; notice filings by federal
covered investment advisers that are or have been effective under
this act or the predecessor act; notices of claims of exemption from
registration or notice filing requirements contained in a record;
orders issued under this act or the predecessor act; and
interpretative opinions or no action determinations issued under
this act.
B. The Administrator shall make all rules, forms,
interpretative opinions, and orders available to the public.
C. The Administrator shall furnish a copy of a record that is a
public record or a certification that the public record does not
exist to a person who so requests. The charge for furnishing the
record or certification shall be specified in Section 1-612 of this
title. A copy of the record certified or a certificate by the
Administrator of a record's nonexistence is prima facie evidence of
a record or its nonexistence.
maintain, a register of applications for registration of securities;
registration statements; notice filings; applications for
registration of broker-dealers, agents, investment advisers, and
investment adviser representatives; notice filings by federal
covered investment advisers that are or have been effective under
this act or the predecessor act; notices of claims of exemption from
registration or notice filing requirements contained in a record;
orders issued under this act or the predecessor act; and
interpretative opinions or no action determinations issued under
this act.
B. The Administrator shall make all rules, forms,
interpretative opinions, and orders available to the public.
C. The Administrator shall furnish a copy of a record that is a
public record or a certification that the public record does not
exist to a person who so requests. The charge for furnishing the
record or certification shall be specified in Section 1-612 of this
title. A copy of the record certified or a certificate by the
Administrator of a record's nonexistence is prima facie evidence of
a record or its nonexistence.
Status: in_force · Read it on the official government site
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