Okla. Stat. tit. 71, § 71-1-607

A. Except as otherwise provided in subsection B of this

section, records obtained by the Administrator or filed under this

act, including a record contained in or filed with a registration

statement, application, notice filing, or report, are public records

and are available for public examination.

B. The following records are not public records and are not

available for public examination under subsection A of this section:

1. A record obtained by the Administrator or created by a

representative of the Administrator in connection with an audit or

inspection under subsection K of Section 1-305 or subsection D of

Section 1-410 of this title or an investigation under Section 1-602

of this title;

2. A part of a record filed in connection with a registration

statement under Sections 1-301 and 1-303 through 1-305 of this title

or a record obtained under subsection K of Section 1-305 or

subsection D of Section 1-410 of this title that contains trade

secrets or confidential information if the person filing the

registration statement or providing the record has asserted a claim

of confidentiality or privilege that is authorized by law;

3. A record that is not required to be provided to the

Administrator or filed under this act and is provided to the

Administrator only on the condition that the record will not be

subject to public examination or disclosure;

4. A record in a litigation file;

5. A nonpublic record received from a person specified in

subsection A of Section 1-608 of this title;

6. A record obtained by the Administrator through a designee of

the Administrator that a rule or order under this act determines has

been:

a. expunged from the Administrator's records by the

designee, or

b. determined to be nonpublic or nondisclosable by that

designee if the Administrator finds the determination

to be in the public interest and necessary for the

protection of investors;

7. Any Social Security number, residential address unless used

as a business address, and residential telephone number contained in

a record that is filed; and

8. Any records concerning a participant in the Department's

investor education program that would be individual student records

or communications subject to the protections of Section 24A.16 of

Title 51 of the Oklahoma Statutes or the Family Educational Rights

and Privacy Act unless authorized for release by the parent or

guardian of the participant or by the participant if he or she is

eighteen (18) years of age or older.

Oklahoma Statutes - Title 71. Securities Page 80

C. If disclosure is for the purpose of a civil or

administrative investigation, action, or proceeding brought by the

Administrator or a criminal referral made by the Administrator or to

a person specified in subsection A of Section 1-608 of this title,

the Administrator may disclose a record obtained in connection with

an audit or inspection under subsection K of Section 1-305 of this

title or subsection D of Section 1-410 of this title or a record

obtained or created in connection with an investigation under

Section 1-602 of this title so long as the receiving person

specified in subsection A of Section 1-608 of this title provides

assurances to undertake such safeguards as are necessary and

appropriate to protect the confidentiality of files to which access

is granted and information derived therefrom.