Okla. Stat. tit. 71, § 71-1-612

A. Unless otherwise provided for by law, the following shall be

the fees charged pursuant to the provisions of this act:

1. Broker-dealer registration fee or

2. Broker-dealer or issuer agent or

broker-dealer principal

3. Broker-dealer agent on an inactive

4. Investment adviser registration fee

5. Investment adviser annual notice

6. Investment adviser representative

transferee

10. Broker-dealer or investment adviser

12. Notice of exemption filing or

13. Interpretive opinion or no-action

15. Service of process upon the

16. Amendments to registration

statements or notice filings

pursuant to Section 1-302 of this

title involving changes to the

issuer's application or notice

filing form:

Oklahoma Statutes - Title 71. Securities Page 86

b. a filing fee computed in the same

manner as the filing fee required

pursuant to of subsection B of

this section for any additional

securities being registered.

17. Copying fee.

c. Certified copy 8 1/2" by 14"

d. Certified copy larger than 8

18. Document search fee for commercial

19. Notice filing fee for a federal

covered security under Section

18(b)(4)(D)(ii) and (b)(4)(F) of

the Securities Act of 1933 (15

U.S.C. Section 77r(b)(4)(D)(ii)

20. Late fee for late notice filing for

a federal covered security under

Section 18(b)(4)(F) of the

Securities Act of 1933 (15 U.S.C.

B. For the purpose of registering securities under this act,

any person filing a registration statement shall pay an examination

fee of Two Hundred Dollars ($200.00) and a filing fee computed upon

the aggregate offering price of the securities sought to be

registered in Oklahoma as follows:

a fee equal to one-tenth of one percent (1/10 of 1%)

of said price; provided, in no event shall the filing

fee be less than Two Hundred Dollars ($200.00) or more

than Two Thousand Five Hundred Dollars ($2,500.00).

C. Any person making a notice filing pursuant to subsection A

of Section 1-302 of this title, or renewing such a filing, shall pay

a filing fee of Five Hundred Dollars ($500.00) with each such notice

or renewal filed.

D. A person required to pay a filing or notice fee under this

section may transmit the fee through or to a person designated by

rule adopted or order issued under this act. All fees and other

charges collected by the Administrator shall be deposited in the

General Revenue Fund with the State Treasurer, except for the fees

deposited in the Oklahoma Department of Securities Revolving Fund

and the amounts deposited in the Oklahoma Department of Securities

Investor Education Revolving Fund.

Oklahoma Statutes - Title 71. Securities Page 87

E. There is hereby created in the State Treasury a revolving

fund for the Oklahoma Department of Securities to be designated the

"Oklahoma Department of Securities Revolving Fund". The fund shall

be a continuing fund, not subject to fiscal year limitations, and

shall consist of fees and other charges collected by the

Administrator as follows:

1. The fees collected pursuant to paragraphs 1, 4, 5, 8, 14,

15, 17 and 18 of subsection A of this section;

2. The fees collected pursuant to the provisions of Section 1-

504 of this title as provided in paragraph 9 of subsection A of this

section;

3. The examination fees designated in paragraph 16 of

subsection A and in subsection B of this section;

4. The amounts collected pursuant to subsection D of Section 1-

605 of this title set forth in paragraph 13 of subsection A of this

section; and

5. One Hundred Fifty Dollars ($150.00) of each filing fee

collected pursuant to subsection C of this section.

The Oklahoma Department of Securities Revolving Fund shall be a

continuing fund, not subject to fiscal year limitations.

Expenditures from the Oklahoma Department of Securities Revolving

Fund shall be made pursuant to the laws of this state and the

statutes relating to the Oklahoma Department of Securities, and
($150.00) of each filing fee

collected pursuant to subsection C of this section.

The Oklahoma Department of Securities Revolving Fund shall be a

continuing fund, not subject to fiscal year limitations.

Expenditures from the Oklahoma Department of Securities Revolving

Fund shall be made pursuant to the laws of this state and the

statutes relating to the Oklahoma Department of Securities, and

without legislative appropriation. Expenditures from the Oklahoma

Department of Securities Revolving Fund shall be made upon warrants

issued by the State Treasurer against claims filed as prescribed by

law with the Director of the Office of Management and Enterprise

Services for approval and payment.

F. There is hereby created in the State Treasury a revolving

fund for the Oklahoma Department of Securities to be designated the

"Oklahoma Department of Securities Investor Education Revolving

Fund". The fund shall be a continuing fund, not subject to fiscal

year limitations, and shall consist of all amounts collected

pursuant to court order or judgment in actions brought by the

Administrator, and amounts received in multistate settlements

participated in by the Department, and interest attributable to the

investment of the fund that shall be deposited in the Oklahoma

Department of Securities Investor Education Revolving Fund. The

Fund may be invested in any investment instrument allowed by

Oklahoma Statutes to the State Treasurer for the investment of state

funds. Any amounts received from any court settlement in excess of

One Million Dollars ($1,000,000.00) shall be transferred to the

General Fund. The Administrator shall use the moneys in this fund

exclusively for the specific purposes of research for education and

education of Oklahoma residents in matters concerning securities

laws and general investor protection. The Oklahoma Department of

Securities Investor Education Revolving Fund shall be a continuing

Oklahoma Statutes - Title 71. Securities Page 88

fund, not subject to fiscal year limitations. Expenditures from the

Oklahoma Department of Securities Investor Education Revolving Fund

shall be made pursuant to the laws of this state and the statutes

relating to the Oklahoma Department of Securities, and without

legislative appropriation. Expenditures from the Oklahoma

Department of Securities Investor Education Revolving Fund shall be

made upon warrants issued by the State Treasurer against claims

filed as prescribed by law with the Director of the Office of

Management and Enterprise Services for approval and payment.

G. There is hereby created a petty cash fund for the Oklahoma

Department of Securities. The Director of the Office of Management

and Enterprise Services and the Administrator are hereby authorized

and it shall be their duty to fix the maximum amount of the petty

cash fund, not to exceed Five Hundred Dollars ($500.00). The

Director of the Office of Management and Enterprise Services shall

prescribe all forms, systems, and procedures for administering the

petty cash fund. The fund shall be used solely to pay:

1. Examination, investigation and litigation expenses of the

Department, including, but not limited to, court costs, filing fees,

copying fees, and witness fees; and

2. Incidental operating expenses of the Department not to

exceed One Hundred Dollars ($100.00) per transaction.

H. Once paid, fees shall be nonrefundable.

I. Section 211 of Title 62 of the Oklahoma Statutes shall not

apply to the Oklahoma Department of Securities or the Oklahoma

Securities Commission.